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LIFECORE BIOMEDICAL, INC. \DE\ — Director's Dealing 2015
Jun 23, 2015
33431_dirs_2015-06-23_83279bad-8df7-4ed0-8197-42b835e2789c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANDEC CORP \CA\ (LNDC)
CIK: 0001005286
Period of Report: 2015-06-19
Reporting Person: TOMPKINS NICHOLAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-19 | Common Stock | M | 5000 | $14.56 | Acquired | 38386 | Indirect |
| 2015-06-19 | Common Stock | M | 2812 | $14.56 | Disposed | 35574 | Indirect |
| 2015-06-19 | Common Stock | M | 5000 | $14.56 | Acquired | 40574 | Indirect |
| 2015-06-19 | Common Stock | M | 2135 | $14.56 | Disposed | 38439 | Indirect |
| 2015-06-19 | Common Stock | M | 5000 | $14.56 | Acquired | 43439 | Indirect |
| 2015-06-19 | Common Stock | M | 1933 | $14.56 | Disposed | 41506 | Indirect |
| 2015-06-19 | Common Stock | M | 5000 | $14.56 | Acquired | 46506 | Indirect |
| 2015-06-19 | Common Stock | M | 1981 | $14.56 | Disposed | 44525 | Indirect |
| 2015-06-19 | Common Stock | M | 5000 | $14.56 | Acquired | 49525 | Indirect |
| 2015-06-19 | Common Stock | M | 2287 | $14.56 | Disposed | 47238 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-19 | NonQualified Stock Option (Right to Buy) | $14.56 | X | 5000 | Acquired | 2015-07-22 | Common Stock (5000) | Direct |
| 2015-06-19 | NonQualified Stock Option (Right to Buy) | $14.56 | X | 5000 | Acquired | 2016-05-21 | Common Stock (5000) | Direct |
| 2015-06-19 | NonQualified Stock Option (Right to Buy) | $14.56 | X | 5000 | Acquired | 2017-05-26 | Common Stock (5000) | Direct |
| 2015-06-19 | NonQualified Stock Option (Right to Buy) | $14.56 | X | 5000 | Acquired | 2018-05-23 | Common Stock (5000) | Direct |
| 2015-06-19 | NonQualified Stock Option (Right to Buy) | $14.56 | X | 5000 | Acquired | 2019-05-16 | Common Stock (5000) | Direct |
Footnotes
F1: Mr Tompkins surrendered to the Issuer the right to received an aggregate of 2,812 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
F2: Mr Tompkins surrendered to the Issuer the right to received an aggregate of 2,135 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
F3: Mr Tompkins surrendered to the Issuer the right to received an aggregate of 1,933 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
F4: Mr Tompkins surrendered to the Issuer the right to received an aggregate of 1,981 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
F5: Mr Tompkins surrendered to the Issuer the right to received an aggregate of 2,287 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.