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Life360, Inc. — Share Issue/Capital Change 2021
Jul 7, 2021
30724_rns_2021-07-07_2d51f938-366a-4e85-b7f2-95ab8da679ed.pdf
Share Issue/Capital Change
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Application for quotation of +securities
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Announcement Summary
Entity name
LIFE360 INC.
Announcement Type
New announcement
Date of this announcement
Thursday July 08, 2021
The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 427,788 | 08/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 1,500 | 03/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 4,500 | 04/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 43,095 | 07/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 3,750 | 09/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 3,000 | 17/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 3,750 | 21/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 9,000 | 22/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 1,875 | 23/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 11,559 | 25/06/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 110,250 | 30/06/2021 |
| QIB |
Application for quotation of +securities
1 / 50
Application for quotation of +securities
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360 CDI 3:1 US PERSON PROHIBITED EXCLUDING 18,000 01/07/2021 QIB
Refer to next page for full details of the announcement
Application for quotation of +securities
2 / 50
Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
LIFE360 INC.
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number 629412942
1.3 ASX issuer code
360
1.4 The announcement is
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New announcement
1.5 Date of this announcement
8/7/2021
Application for quotation of +securities
3 / 50
Application for quotation of +securities
Part 2 - Type of Issue
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2.1 The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
2.2 The +securities to be quoted are:
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Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities
4 / 50
Application for quotation of +securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AB : RESTRICTED STOCK UNIT
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 24,010
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
5 / 50
Application for quotation of +securities
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Issue details
Number of +securities to be quoted
46,734
Are the +securities being issued for a cash consideration? Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.6333333333
Any other information the entity wishes to provide about the +securities to be quoted
24,010 Restricted Stock Units have vested and been settled, resulting in the issue of 15,578 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 46,734 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 3/6/2021 3/6/2021 500
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Application for quotation of +securities
6 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
3/6/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 1,500 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.47666666 Any other information the entity wishes to provide about the +securities to be quoted
500 Options with an exercise price of $7.43 per option (expiring on 25 July 2029) were exercised on 3 June 2021 resulting in the issue of 500 Shares of Common Stock. This equates to 1,500 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Application for quotation of +securities
7 / 50
Application for quotation of +securities
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| Please state the number of options | The first date the options were | The last date the options were |
|---|---|---|
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
| +convertible securities that were | securities were converted | securities were converted |
| converted | 4/6/2021 | 4/6/2021 |
| 1,500 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are:
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Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
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Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
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No
Issue date
4/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
8 / 50
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
4,500
Are the +securities being issued for a cash consideration? Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.09333330
Any other information the entity wishes to provide about the +securities to be quoted
1,500 Options with an exercise price of $6.28 per option (expiring on 14 March 2029) were exercised on 4 June 2021 resulting in the issue of 1,500 Shares of Common Stock. This equates to 4,500 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 7/6/2021 7/6/2021 14,365
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
9 / 50
Application for quotation of +securities
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No
Issue date
7/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 43,095
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.51666666
Any other information the entity wishes to provide about the +securities to be quoted
14,365 Options with an exercise price of $7.55 per option (expiring on 23 July 2029) were exercised on 7 June 2021 resulting in the issue of 14,365 Shares of Common Stock. This equates to 43,095 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
10 / 50
Application for quotation of +securities
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| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 9/6/2021 | 9/6/2021 |
| 1,250 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
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No
Issue date
9/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
11 / 50
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
3,750
Are the +securities being issued for a cash consideration? Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 0.71666666
Any other information the entity wishes to provide about the +securities to be quoted
1,250 Options with an exercise price of $2.15 per option (expiring on 24 January 2028) were exercised on 9 June 2021 resulting in the issue of 1,250 Shares of Common Stock. This equates to 3,750 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 17/6/2021 17/6/2021 1,000
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
12 / 50
Application for quotation of +securities
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No
Issue date 17/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 3,000
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.47666660
Any other information the entity wishes to provide about the +securities to be quoted
1,000 Options with an exercise price of $7.43 per option (expiring on 25 July 2029) were exercised on 17 June 2021 resulting in the issue of 1,000 Shares of Common Stock. This equates to 3,000 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AH : OPTION EXPIRING 06-JUL-2030 EX USD 5.33
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
13 / 50
Application for quotation of +securities
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| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 21/6/2021 | 21/6/2021 |
| 1,250 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are:
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Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
21/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
14 / 50
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
3,750
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 1.78000000
Any other information the entity wishes to provide about the +securities to be quoted
1,250 Options with an exercise price of $5.34 per option (expiring on 6 July 2030) were exercised on 21 June 2021 resulting in the issue of 1,250 Shares of Common Stock. This equates to 3,750 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 22/6/2021 22/6/2021 3,000
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
15 / 50
Application for quotation of +securities
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No
Issue date
22/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 9,000
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.09333330
Any other information the entity wishes to provide about the +securities to be quoted
3,000 Options with an exercise price of $6.28 per option (expiring on 14 March 2029) were exercised on 22 June 2021 resulting in the issue of 3,000 Shares of Common Stock. This equates to 9,000 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
16 / 50
Application for quotation of +securities
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| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 23/6/2021 | 23/6/2021 |
| 625 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
23/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
17 / 50
Application for quotation of +securities
Issue details
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Number of +securities to be quoted 1,875 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 0.84333333 Any other information the entity wishes to provide about the +securities to be quoted 625 Options with an exercise price of $2.53 per option (expiring on 16 July 2028) were exercised on 23 June 2021 resulting in the issue of 625 Shares of Common Stock. This equates to 1,875 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AAJ : OPTION EXPIRING 09-MAR-2030 EX USD 4.58
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 25/6/2021 25/6/2021 2,812 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
18 / 50
Application for quotation of +securities
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No
Issue date
25/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
8,436
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 1.53000000
Any other information the entity wishes to provide about the +securities to be quoted
2,812 Options with an exercise price of $4.59 per option (expiring on 9 March 2030) were exercised on 25 June 2021 resulting in the issue of 2,812 Shares of Common Stock. This equates to 8,436 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
19 / 50
Application for quotation of +securities
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| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 25/6/2021 | 25/6/2021 |
| 1,041 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
25/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
20 / 50
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
3,123
Are the +securities being issued for a cash consideration? Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.51666660
Any other information the entity wishes to provide about the +securities to be quoted
1,041 Options with an exercise price of $7.55 per option (expiring on 23 July 2029) were exercised on 25 June 2021 resulting in the issue of 1,041 Shares of Common Stock. This equates to 3,123 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 30/6/2021 30/6/2021 36,750
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
21 / 50
Application for quotation of +securities
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==> picture [9 x 7] intentionally omitted <==
No
Issue date
30/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 110,250
Are the +securities being issued for a cash consideration?
==> picture [9 x 8] intentionally omitted <==
Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 0.71666666
Any other information the entity wishes to provide about the +securities to be quoted
36,750 Options with an exercise price of $2.15 per option (expiring on 24 January 2028) were exercised on 30 June 2021 resulting in the issue of 36,750 Shares of Common Stock. This equates to 110,250 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
22 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 1/7/2021 | 1/7/2021 |
| 6,000 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
1/7/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
23 / 50
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 18,000
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.09333330
Any other information the entity wishes to provide about the +securities to be quoted
6,000 Options with an exercise price of $6.28 per option (expiring on 14 March 2029) were exercised on 1 July 2021 resulting in the issue of 6,000 Shares of Common Stock. This equates to 18,000 CDIs to be quoted (3 CDIs represent 1 share of Common Stock).
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AAD : RESTRICTED STOCK UNITS EX 06-AUG-2029
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 500 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
24 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 7] intentionally omitted <==
No
Issue date 8/6/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 1,050
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
500 Restricted Stock Units have vested and been settled, resulting in the issue of 350 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 1,050 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AAE : RESTRICTED STOCK UNITS EX 03-NOV-2029
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
25 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/6/2021 | 8/6/2021 |
| 1,718 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
26 / 50
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 3,018 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.633333333
Any other information the entity wishes to provide about the +securities to be quoted
1,718 Restricted Stock Units have vested and been settled, resulting in the issue of 1,006 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 3,018 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AAF : RESTRICTED STOCK UNITS EX 02-DEC-2029
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 625 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
27 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 7] intentionally omitted <==
No
Issue date 8/6/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 1,101
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
625 Restricted Stock Units have vested and been settled, resulting in the issue of 367 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 1,101 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AAB : RESTRICTED STOCK UNITS EX 05-JAN-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
28 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/6/2021 | 8/6/2021 |
| 8,381 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
29 / 50
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 16,128
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
8,381 Restricted Stock Units have vested and been settled, resulting in the issue of 5,376 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 16,128 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AAG : RESTRICTED STOCK UNITS EX 03-FEB-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 5,234
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
30 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 7] intentionally omitted <==
No
Issue date 8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 10,536
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.633333333
Any other information the entity wishes to provide about the +securities to be quoted
5,234 Restricted Stock Units have vested and been settled, resulting in the issue of 3,512 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 10,536 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AAH : RESTRICTED STOCK UNITS EX 23-FEB-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
31 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/6/2021 | 8/6/2021 |
| 1,562 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
32 / 50
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 3,102 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
1,562 Restricted Stock Units have vested and been settled, resulting in the issue of 1,034 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 3,102 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AAI : RESTRICTED STOCK UNITS EX 09-MAR-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 34,033
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
33 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 7] intentionally omitted <==
No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
65,376
Are the +securities being issued for a cash consideration?
==> picture [9 x 8] intentionally omitted <==
Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
34,033 Restricted Stock Units have vested and been settled, resulting in the issue of 21,792 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 65,376 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AAK : RESTRICTED STOCK UNITS EX 06-APR-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
34 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/6/2021 | 8/6/2021 |
| 64,311 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
35 / 50
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 122,772
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
64,311 Restricted Stock Units have vested and been settled, resulting in the issue of 40,924 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 122,772 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AAM : RESTRICTED STOCK UNITS EX 04-MAY-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 6,770
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
36 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 7] intentionally omitted <==
No
Issue date 8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 12,618
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333330
Any other information the entity wishes to provide about the +securities to be quoted
6,770 Restricted Stock Units have vested and been settled, resulting in the issue of 4,206 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 12,618 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AAN : RESTRICTED STOCK UNITS EX 03-JUN-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
37 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/6/2021 | 8/6/2021 |
| 26,500 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
38 / 50
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 50,151
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
26,500 Restricted Stock Units have vested and been settled, resulting in the issue of 16,717 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 50,151 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AK : RESTRICTED STOCK UNITS EX 07-SEP-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 25,256
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
==> picture [9 x 9] intentionally omitted <==
An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
39 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 7] intentionally omitted <==
No
Issue date 8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 50,058
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
25,256 Restricted Stock Units have vested and been settled, resulting in the issue of 16,686 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 50,058 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AL : RESTRICTED STOCK UNITS EX 05-OCT-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
40 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/6/2021 | 8/6/2021 |
| 1,562 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
==> picture [9 x 8] intentionally omitted <==
No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
41 / 50
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 3,102 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
1,562 Restricted Stock Units have vested and been settled, resulting in the issue of 1,034 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 3,102 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AM : RESTRICTED STOCK UNITS EX 17-OCT-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 5,562 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
42 / 50
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 7] intentionally omitted <==
No
Issue date 8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 10,908
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.633333333
Any other information the entity wishes to provide about the +securities to be quoted
5,562 Restricted Stock Units have vested and been settled, resulting in the issue of 3,636 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 10,908 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AO : RESTRICTED STOCK UNITS EX 01-NOV-2030
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were
The last date the options were
Application for quotation of +securities
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Application for quotation of +securities
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| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
|---|---|---|
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/6/2021 | 8/6/2021 |
| 1,250 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
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No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Application for quotation of +securities
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Application for quotation of +securities
Issue details
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Number of +securities to be quoted 2,205 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 4.63333333
Any other information the entity wishes to provide about the +securities to be quoted
1,250 Restricted Stock Units have vested and been settled, resulting in the issue of 735 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 2,205 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AX : RESTRICTED STOCK UNITS EX 06-APR-2031
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/6/2021 8/6/2021 14,404 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Application for quotation of +securities
45 / 50
Application for quotation of +securities
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No
Issue date
8/6/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Issue details
Number of +securities to be quoted
28,929
Are the +securities being issued for a cash consideration?
| Yes | |
|---|---|
| In what currency is the cash consideration being paid? | What is the issue price per +security? |
| USD - US Dollar | USD 4.63333330 |
Any other information the entity wishes to provide about the +securities to be quoted
14,404 Restricted Stock Units have vested and been settled, resulting in the issue of 9,643 Shares in Common Stock. Each Share has a fair market value of US$13.90. This equates to 28,929 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB | 152,187,141 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 360AQ : OPTION EXPIRING 03-JAN-2027 EX USD 8.95 | 120,000 |
| 360AAT : OPTION EXPIRING 26-MAY-2027 EX USD 13.24 | 221,063 |
| 360AAU : RESTRICTED STOCK UNITS EX 26-MAY-2031 | 24,563 |
| 360AB : RESTRICTED STOCK UNIT | 183,461 |
| 360AA : OPTION EXP VAR DATES VAR PRICES | 5,135,852 |
| 360AC : WARRANTS | 95,576 |
| 360AH : OPTION EXPIRING 06-JUL-2030 EX USD 5.33 | 440,664 |
| 360AG : OPTION EXPIRING 03-JUN-2030 EX USD 4.06 | 20,000 |
| 360AR : RESTRICTED STOCK UNITS EX 03-JAN-2031 | 35,000 |
| 360AAA : OPTION EXPIRING 05-JAN-2030 EX USD 6.33 | 99,000 |
| 360AAB : RESTRICTED STOCK UNITS EX 05-JAN-2030 | 79,559 |
| 360AAC : OPTION EXPIRING 06-AUG-2029 EX USD 7.56 | 30,000 |
| 360AAD : RESTRICTED STOCK UNITS EX 06-AUG-2029 | 7,854 |
Application for quotation of +securities
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Application for quotation of +securities
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| Application for quotation of +securities | |
|---|---|
| 360AY : OPTION EXPIRING 28-APR-2027 EX USD 13.35 | 197,009 |
| 360AZ : RESTRICTED STOCK UNITS EX 28-APR-2031 | 60,564 |
| 360AI : OPTION EXPIRING 29-JUL-2030 EX USD 7.28 | 230,000 |
| 360AE : OPTION EXPIRING 23-FEB-2030 EX USD 5.80 | 250,000 |
| 360AF : OPTION EXPIRING 18-MAY-2030 EX USD 3.58 | 530,514 |
| 360AD : 3:1 CDI EQUIVALENT TO RESTRICTED STOCK UNITS | 8,495,454 |
| 360AM : RESTRICTED STOCK UNITS EX 17-OCT-2030 | 16,688 |
| 360AO : RESTRICTED STOCK UNITS EX 01-NOV-2030 | 99,584 |
| 360AN : OPTION EXPIRING 17-OCT-2026 EX USD 8.45 | 167,658 |
| 360AL : RESTRICTED STOCK UNITS EX 05-OCT-2030 | 39,334 |
| 360AX : RESTRICTED STOCK UNITS EX 06-APR-2031 | 485,595 |
| 360AJ : OPTION EXPIRING 07-SEP-2026 EX USD 9.04 | 110,000 |
| 360AK : RESTRICTED STOCK UNITS EX 07-SEP-2030 | 400,939 |
| 360AP : RESTRICTED STOCK UNITS EX 06-DEC-2030 | 58,000 |
| 360AW : OPTION EXPIRING 06-APR-2027 EX USD 11.12 | 163,667 |
| 360AS : RESTRICTED STOCK UNITS EX 28-FEB-2031 | 75,500 |
| 360AAE : RESTRICTED STOCK UNITS EX 03-NOV-2029 | 36,720 |
| 360AAF : RESTRICTED STOCK UNITS EX 02-DEC-2029 | 17,750 |
| 360AAG : RESTRICTED STOCK UNITS EX 03-FEB-2030 | 56,355 |
| 360AAH : RESTRICTED STOCK UNITS EX 23-FEB-2030 | 17,188 |
| 360AAI : RESTRICTED STOCK UNITS EX 09-MAR-2030 | 374,147 |
| 360AAJ : OPTION EXPIRING 09-MAR-2030 EX USD 4.58 | 15,000 |
| 360AAK : RESTRICTED STOCK UNITS EX 06-APR-2030 | 147,680 |
Application for quotation of +securities
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Application for quotation of +securities
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| Application for quotation of +securities | |
|---|---|
| 360AAL : OPTION EXPIRING 06-APR-2030 EX USD 4.35 | 200,000 |
| 360AAM : RESTRICTED STOCK UNITS EX 04-MAY-2030 | 18,230 |
| 360AAN : RESTRICTED STOCK UNITS EX 03-JUN-2030 | 76,390 |
| 360AAO : RESTRICTED STOCK UNITS EX 06-JUL-2030 | 83,546 |
| 360AAQ : RESTRICTED STOCK UNITS EX 03-AUG-2030 | 15,000 |
| 360AAR : OPTION EXPIRING 02-MAY-2027 EX USD 13.27 | 80,000 |
| 360AAS : RESTRICTED STOCK UNITS EX 02-MAY-2031 | 41,500 |
| 360AU : RESTRICTED STOCK UNITS EX 01-FEB-2031 | 123,876 |
| 360AT : OPTION EXPIRING 01-FEB-2027 EX USD 8.89 | 100,000 |
| 360AV : OPTION EXPIRING 14-MAR-2027 EX USD 10.35 | 55,000 |
Application for quotation of +securities
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