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Life360, Inc. — Share Issue/Capital Change 2021
Sep 13, 2021
30724_rns_2021-09-13_f1e348ea-eb67-4853-aef5-1f66f9bdf852.pdf
Share Issue/Capital Change
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Application for quotation of +securities
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Announcement Summary
Entity name
LIFE360 INC.
Announcement Type
New announcement
Date of this announcement
Tuesday September 14, 2021
The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 22,671 | 08/09/2021 |
| QIB |
Refer to next page for full details of the announcement
Application for quotation of +securities
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Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
LIFE360 INC.
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number 629412942
1.3 ASX issuer code
360
1.4 The announcement is
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New announcement
1.5 Date of this announcement
14/9/2021
Application for quotation of +securities
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Application for quotation of +securities
Part 2 - Type of Issue
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2.1 The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
2.2 The +securities to be quoted are:
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Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities
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Application for quotation of +securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description
360AU : RESTRICTED STOCK UNITS EX 01-FEB-2031
TO (Existing Class)
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
| Please state the number of options | The first date the options were | The last date the options were |
|---|---|---|
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
| +convertible securities that were | securities were converted | securities were converted |
| converted | 8/9/2021 | 8/9/2021 |
| 3,125 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates who are exercising options or converting convertible securities
| Number of options being exercised | ||
|---|---|---|
| or other +convertible securities | ||
| Name of KMP | Name of registered holder | being converted |
| David Rice | David Rice | 3,125 |
Application for quotation of +securities
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Application for quotation of +securities
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Issue date
8/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
6,207
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 6.88000000
Any other information the entity wishes to provide about the +securities to be quoted
3,125 Restricted Stock Units have vested and have been settled, resulting in the issue of 2,069 Shares in Common Stock. This equates to 6,207 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class) ASX +security code and description 360AZ : RESTRICTED STOCK UNITS EX 28-APR-2031
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 8/9/2021 8/9/2021 6,544
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No
Application for quotation of +securities
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Application for quotation of +securities
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The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are:
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Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates who are exercising options or converting convertible securities
| Number of options being exercised | ||
|---|---|---|
| or other +convertible securities | ||
| Name of KMP | Name of registered holder | being converted |
| Chris Hulls | Chris Hulls | 3,125 |
| Alex Haro | Alex Haro | 449 |
| Britt Morin | Britt Morin | 449 |
| Mark Goines | Mark Goines | 466 |
| John Coghlan | John Coghlan | 582 |
| Randi Zuckerberg | Randi Zuckerberg | 470 |
| David Wiadrowski | David Wiadrowski | 533 |
| James Synge | James Synge | 470 |
Issue date
8/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Application for quotation of +securities
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Application for quotation of +securities
Issue details
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Number of +securities to be quoted
16,464
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 6.88000000
Any other information the entity wishes to provide about the +securities to be quoted
6,544 Restricted Stock Units have vested and have been settled, resulting in the issue of 5,488 Shares in Common Stock. This equates to 16,464 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock)
Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB | 154,507,011 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 360AAW : RESTRICTED STOCK UNITS EX 08-JUN-2031 | 92,500 |
| 360AAX : WARRANTS EXPIRING 01-JUL-2022 EX USD 0.01 | 88,213 |
| 360AAY : WARRANTS EXPIRING 01-JUL-2026 EX USD 11.96 | 44,106 |
| 360AQ : OPTION EXPIRING 03-JAN-2027 EX USD 8.95 | 120,000 |
| 360AAT : OPTION EXPIRING 26-MAY-2027 EX USD 13.24 | 221,063 |
| 360AAU : RESTRICTED STOCK UNITS EX 26-MAY-2031 | 24,563 |
| 360AB : RESTRICTED STOCK UNIT | 170,752 |
| 360AA : OPTION EXP VAR DATES VAR PRICES | 5,160,441 |
| 360AC : WARRANTS | 95,576 |
| 360AAZ : WARRANTS EXPIRING 01-JUL-2026 EX USD 11.96 | 44,106 |
| 360ABA : CONV NOTES MATURING 01-JUL-26 | 176,422 |
| 360AH : OPTION EXPIRING 06-JUL-2030 EX USD 5.33 | 440,664 |
| 360AG : OPTION EXPIRING 03-JUN-2030 EX USD 4.06 | 20,000 |
Application for quotation of +securities
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Application for quotation of +securities
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| Application for quotation of +securities | |
|---|---|
| 360AR : RESTRICTED STOCK UNITS EX 03-JAN-2031 | 35,000 |
| 360AAA : OPTION EXPIRING 05-JAN-2030 EX USD 6.33 | 99,000 |
| 360AAB : RESTRICTED STOCK UNITS EX 05-JAN-2030 | 79,559 |
| 360AAC : OPTION EXPIRING 06-AUG-2029 EX USD 7.56 | 30,000 |
| 360AAD : RESTRICTED STOCK UNITS EX 06-AUG-2029 | 7,854 |
| 360AY : OPTION EXPIRING 28-APR-2027 EX USD 13.35 | 197,009 |
| 360AZ : RESTRICTED STOCK UNITS EX 28-APR-2031 | 54,020 |
| 360AI : OPTION EXPIRING 29-JUL-2030 EX USD 7.28 | 230,000 |
| 360AAV : OPTION EXPIRING 08-JUN-2027 EX USD 13.90 | 54,000 |
| 360AE : OPTION EXPIRING 23-FEB-2030 EX USD 5.80 | 250,000 |
| 360AF : OPTION EXPIRING 18-MAY-2030 EX USD 3.58 | 530,514 |
| 360AD : 3:1 CDI EQUIVALENT TO RESTRICTED STOCK UNITS | 8,495,454 |
| 360AM : RESTRICTED STOCK UNITS EX 17-OCT-2030 | 16,688 |
| 360AO : RESTRICTED STOCK UNITS EX 01-NOV-2030 | 99,584 |
| 360AN : OPTION EXPIRING 17-OCT-2026 EX USD 8.45 | 167,658 |
| 360AL : RESTRICTED STOCK UNITS EX 05-OCT-2030 | 33,334 |
| 360AX : RESTRICTED STOCK UNITS EX 06-APR-2031 | 478,563 |
| 360AJ : OPTION EXPIRING 07-SEP-2026 EX USD 9.04 | 110,000 |
| 360AK : RESTRICTED STOCK UNITS EX 07-SEP-2030 | 390,782 |
| 360AP : RESTRICTED STOCK UNITS EX 06-DEC-2030 | 58,000 |
| 360AW : OPTION EXPIRING 06-APR-2027 EX USD 11.12 | 163,667 |
| 360AS : RESTRICTED STOCK UNITS EX 28-FEB-2031 | 55,500 |
| 360AAE : RESTRICTED STOCK UNITS EX 03-NOV-2029 | 27,970 |
Application for quotation of +securities
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Application for quotation of +securities
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| Application for quotation of +securities | |
|---|---|
| 360AAF : RESTRICTED STOCK UNITS EX 02-DEC-2029 | 17,750 |
| 360AAG : RESTRICTED STOCK UNITS EX 03-FEB-2030 | 56,355 |
| 360AAH : RESTRICTED STOCK UNITS EX 23-FEB-2030 | 17,188 |
| 360AAI : RESTRICTED STOCK UNITS EX 09-MAR-2030 | 374,147 |
| 360AAJ : OPTION EXPIRING 09-MAR-2030 EX USD 4.58 | 15,000 |
| 360AAK : RESTRICTED STOCK UNITS EX 06-APR-2030 | 147,680 |
| 360AAL : OPTION EXPIRING 06-APR-2030 EX USD 4.35 | 200,000 |
| 360AAM : RESTRICTED STOCK UNITS EX 04-MAY-2030 | 18,230 |
| 360AAN : RESTRICTED STOCK UNITS EX 03-JUN-2030 | 76,390 |
| 360AAO : RESTRICTED STOCK UNITS EX 06-JUL-2030 | 83,546 |
| 360AAQ : RESTRICTED STOCK UNITS EX 03-AUG-2030 | 15,000 |
| 360AAR : OPTION EXPIRING 02-MAY-2027 EX USD 13.27 | 80,000 |
| 360AAS : RESTRICTED STOCK UNITS EX 02-MAY-2031 | 41,500 |
| 360AU : RESTRICTED STOCK UNITS EX 01-FEB-2031 | 120,751 |
| 360AT : OPTION EXPIRING 01-FEB-2027 EX USD 8.89 | 100,000 |
| 360AV : OPTION EXPIRING 14-MAR-2027 EX USD 10.35 | 55,000 |
Application for quotation of +securities
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