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Life360, Inc. — Capital/Financing Update 2021
Oct 11, 2021
30724_rns_2021-10-11_c17fbcda-7871-4ff5-bd51-53becd7e0142.pdf
Capital/Financing Update
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Application for quotation of +securities
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Announcement Summary
Entity name
LIFE360 INC.
Announcement Type
New announcement
Date of this announcement
Tuesday October 12, 2021
The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 383,511 | 24/08/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 45,000 | 26/07/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 19,923 | 21/07/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 222,474 | 16/09/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 334,875 | 21/09/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 62,997 | 07/09/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 936 | 15/09/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 48,696 | 02/08/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 45,000 | 30/08/2021 |
| QIB | |||
| 360 | CDI 3:1 US PERSON PROHIBITED EXCLUDING | 365,673 | 08/09/2021 |
| QIB |
Refer to next page for full details of the announcement
Application for quotation of +securities
1 / 25
Application for quotation of +securities
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Application for quotation of +securities
2 / 25
Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
LIFE360 INC.
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number 629412942
1.3 ASX issuer code
360
1.4 The announcement is
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New announcement
1.5 Date of this announcement
12/10/2021
Application for quotation of +securities
3 / 25
Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
2.2 The +securities to be quoted are:
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Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities
4 / 25
Application for quotation of +securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 127,827
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Issue date
24/8/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Application for quotation of +securities
5 / 25
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
383,481
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar
USD 0.06000000
Any other information the entity wishes to provide about the +securities to be quoted
127,827 options with an exercise price of US$0.18 per option were exercised between 9 July 2021 and 24 August 2021 resulting in the issue of 127,827 Shares of Common Stock. This equates to 383,481 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 15,000
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Application for quotation of +securities
6 / 25
Application for quotation of +securities
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Issue date
26/7/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
45,000
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar USD 0.30333330
Any other information the entity wishes to provide about the +securities to be quoted
15,000 options with an exercise price of US$0.91 per option were exercised on 26 July 2021 resulting in the issue of 15,000 Shares of Common Stock. This equates to 45,000 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Application for quotation of +securities
7 / 25
Application for quotation of +securities
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Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 2,969 Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No Issue date 21/7/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 8,907 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 0.69333300 Any other information the entity wishes to provide about the +securities to be quoted
2,969 options with an exercise price of US$2.08 per option were exercised on 21 July 2021 resulting in the issue of 2,969 Shares of Common Stock. This equates to 8,907 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class)
Application for quotation of +securities
8 / 25
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 74,158
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Issue date
16/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Application for quotation of +securities
9 / 25
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
222,474
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar
USD 0.71666600
Any other information the entity wishes to provide about the +securities to be quoted
74,158 options with an exercise price of US$2.15 per option were exercised between 9 July 2021 and 16 September 2021 resulting in the issue of 74,158 Shares of Common Stock. This equates to 222,474 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class)
ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class)
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 111,625
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Application for quotation of +securities
10 / 25
Application for quotation of +securities
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Issue date
21/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
334,875
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar
USD 0.84333300
Any other information the entity wishes to provide about the +securities to be quoted
111,625 options with an exercise price of US$2.53 per option were exercised between 24 August 2021 and 21 September 2021 resulting in the issue of 111,625 Shares of Common Stock. This equates to 334,875 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Application for quotation of +securities
11 / 25
Application for quotation of +securities
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Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 6,249 Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf Are any of these +securities being issued to +key management personnel (KMP) or an +associate No Issue date 7/9/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details Number of +securities to be quoted 18,747 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 1.35333300 Any other information the entity wishes to provide about the +securities to be quoted 6,249 options with an exercise price of US$4.06 per option were exercised on 7 September 2021 resulting in the issue of 6,249 Shares of Common Stock. This equates to 18,747 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
Application for quotation of +securities
12 / 25
Application for quotation of +securities
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TO (Existing Class)
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 312
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Issue date
15/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Application for quotation of +securities
13 / 25
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
936
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar
USD 1.78000000
Any other information the entity wishes to provide about the +securities to be quoted
312 options with an exercise price of US$5.34 per option were exercised between 21 July 2021 and 15 September 2021 resulting in the issue of 312 Shares of Common Stock. This equates to 936 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class)
ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class)
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 16,232
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Application for quotation of +securities
14 / 25
Application for quotation of +securities
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Issue date
2/8/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
48,696
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.09333000
Any other information the entity wishes to provide about the +securities to be quoted
16,232 options with an exercise price of US$6.28 per option were exercised between 12 July 2021 and 2 August 2021 resulting in the issue of 16,232 Shares of Common Stock. This equates to 48,696 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Application for quotation of +securities
15 / 25
Application for quotation of +securities
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Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 14,750 Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Issue date
7/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 44,250 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.47666600 Any other information the entity wishes to provide about the +securities to be quoted 14,750 options with an exercise price of US$7.43 per option were exercised between 9 July 2021 and 7 September 2021 resulting in the issue of 14,750 Shares of Common Stock. This equates to 44,250 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description 360AA : OPTION EXP VAR DATES VAR PRICES
Application for quotation of +securities
16 / 25
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
TO (Existing Class)
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 2,100
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Issue date
21/7/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
6,300
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar USD 2.51666600
Any other information the entity wishes to provide about the +securities to be quoted
2,100 options with an exercise price of US$7.55 per option were exercised on 21 July 2021 resulting in the issue of 2,100 Shares of Common Stock. This equates to 6,300 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Application for quotation of +securities
17 / 25
Application for quotation of +securities
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Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class)
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 1,572
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Issue date
21/7/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Application for quotation of +securities
18 / 25
Application for quotation of +securities
Issue details
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Number of +securities to be quoted
4,716
Are the +securities being issued for a cash consideration?
==> picture [9 x 8] intentionally omitted <==
Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar
USD 2.91000000
Any other information the entity wishes to provide about the +securities to be quoted
1,572 options with an exercise price of US$8.73 per option were exercised on 21 July 2021 resulting in the issue of 1,572 Shares of Common Stock. This equates to 4,716 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 15,000
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Application for quotation of +securities
19 / 25
Application for quotation of +securities
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Issue date
30/8/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Issue details
Number of +securities to be quoted
45,000
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 3.01666660
Any other information the entity wishes to provide about the +securities to be quoted
15,000 options with an exercise price of US$9.05 per option were exercised between 21 July 2021 and 30 August 2021 resulting in the issue of 15,000 Shares of Common Stock. This equates to 45,000 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AA : OPTION EXP VAR DATES VAR PRICES
TO (Existing Class) ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Application for quotation of +securities
20 / 25
Application for quotation of +securities
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Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 10
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No Issue date 24/8/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted 30 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 3.18333330 Any other information the entity wishes to provide about the +securities to be quoted
10 options with an exercise price of US$9.55 per option were exercised on 24 August 2021 resulting in the issue of 10 Shares of Common Stock. This equates to 30 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description
360AB : RESTRICTED STOCK UNIT
TO (Existing Class)
Application for quotation of +securities
21 / 25
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
ASX +security code and description
360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 182,472
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
The 2011 Stock Incentive Plan is located at: https://www.asx.com.au/asxpdf/20200807/pdf/44l9fq0qvckxzj.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate No
Issue date
8/9/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
Number of +securities to be quoted
365,673
Are the +securities being issued for a cash consideration?
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Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
USD - US Dollar
USD 6.88000000
Any other information the entity wishes to provide about the +securities to be quoted
182,472 restricted stock units were settled on 8 September 2021 resulting in the issue of 121,891 Shares of Common Stock. This equates to 365,673 CDIs to be quoted (3 CDIs represent 1 Share of Common Stock).
Application for quotation of +securities
22 / 25
Application for quotation of +securities
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Application for quotation of +securities
23 / 25
Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 360 : CDI 3:1 US PERSON PROHIBITED EXCLUDING QIB | 156,036,096 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 360AAX : WARRANTS EXPIRING 01-JUL-2022 EX USD 0.01 | 88,213 |
| 360AAY : WARRANTS EXPIRING 01-JUL-2026 EX USD 11.96 | 44,106 |
| 360AB : RESTRICTED STOCK UNIT | 2,801,972 |
| 360AA : OPTION EXP VAR DATES VAR PRICES | 7,906,212 |
| 360AC : WARRANTS | 95,576 |
| 360AAZ : WARRANTS EXPIRING 01-JUL-2026 EX USD 11.96 | 44,106 |
| 360ABA : CONV NOTES MATURING 01-JUL-26 | 176,422 |
| 360AD : 3:1 CDI EQUIVALENT TO RESTRICTED STOCK UNITS | 7,779,618 |
Application for quotation of +securities
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Application for quotation of +securities
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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Application for quotation of +securities
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