Liberty Global Ltd. — Director's Dealing 2023

Mar 3, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2023-03-01

Reporting Person: FRIES MICHAEL T (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-01	Class C Ordinary Shares	A	7595	—	Acquired	1533778	Direct
2023-03-01	Class C Ordinary Shares	F	2253	$21.12	Disposed	1531525	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-01	Restricted Share Units B	$	D	7890	Disposed		Class B Ordinary Shares (7890.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class C Ordinary Shares	13983	Indirect

Footnotes

F1: Pursuant to the Issuer's shareholding incentive program available to management generally, the Reporting Person received 7,890 Restricted Share Units (RSUs) in 2022, each representing a right to receive one share of Issuer's Class B ordinary shares. Under the terms of the Reporting Person's employment agreement, the RSUs were rebalanced pursuant to an Irrevocable Rebalance Notice of Certain Unvested Equity Awards, dated December 19, 2022, so that the Reporting Person received an equal value of Class C ordinary shares on settlement of the RSUs vesting in lieu of Class B ordinary shares. This Form 4 reflects the settlement of the RSUs into Class C ordinary shares; the RSUs are no longer outstanding, and no sale occurred.

F2: The Reporting Person received 922 shares contributed by Issuer under its 401(k) Plan as of March 1, 2023.

F3: Due to a clerical error by the Issuer, the number of shares underlying the RSU was incorrectly stated on the Form 4 filed with the Commission on March 16, 2022 to report the grant of the RSU, and such report is deemed amended by this report on Form 4, which reflects the correct number of shares underlying the RSU, which is 234 additional shares.

F4: The RSUs vested in full on March 1, 2023.