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Liberty Global Ltd. — Director's Dealing 2023
Mar 14, 2023
31176_dirs_2023-03-14_c9be367b-8ae8-497d-a324-504bac6de53c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2023-03-10
Reporting Person: BRACKEN CHARLES H R (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-10 | Class A Ordinary Shares | A | 4185 | — | Acquired | 34464 | Direct |
| 2023-03-10 | Class A Ordinary Shares | F | 1968 | $18.51 | Disposed | 32496 | Direct |
| 2023-03-10 | Class C Ordinary Shares | A | 8371 | — | Acquired | 64955 | Direct |
| 2023-03-10 | Class C Ordinary Shares | F | 3935 | $19.39 | Disposed | 61020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-10 | Restricted Share Units A | $ | A | 523 | Acquired | Class A Ordinary Shares (523.0) | Direct | |
| 2023-03-10 | Restricted Share Units C | $ | A | 1046 | Acquired | Class C Ordinary Shares (1046.0) | Direct |
Footnotes
F1: Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2022 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding.
F2: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3: Based on the Reporting Person's receipt of shares as part of the 2022 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2022 Annual Performance Award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.