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Liberty Global Ltd. — Director's Dealing 2023
May 3, 2023
31176_dirs_2023-05-03_fac30e4e-98df-4eb2-8820-a58204c6793f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2023-05-01
Reporting Person: Rodriguez Enrique (EVP, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Class A Ordinary Shares | M | 20553 | — | Acquired | 172097 | Indirect |
| 2023-05-01 | Class A Ordinary Shares | M | 11675 | — | Acquired | 183772 | Indirect |
| 2023-05-01 | Class A Ordinary Shares | F | 16030 | $19.17 | Disposed | 167742 | Indirect |
| 2023-05-01 | Class C Ordinary Shares | M | 41106 | — | Acquired | 337246 | Indirect |
| 2023-05-01 | Class C Ordinary Shares | M | 23351 | — | Acquired | 360597 | Indirect |
| 2023-05-01 | Class C Ordinary Shares | F | 32060 | $20.04 | Disposed | 328537 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-01 | Restricted Share Units A | $ | M | 20553 | Disposed | Class A Ordinary Shares (20553.0) | Direct | |
| 2023-05-01 | Restricted Share Units C | $ | M | 41106 | Disposed | Class C Ordinary Shares (41106.0) | Direct | |
| 2023-05-01 | Restricted Share Units A | $ | M | 11675 | Disposed | Class A Ordinary Shares (11675.0) | Direct | |
| 2023-05-01 | Restricted Share Units C | $ | M | 23351 | Disposed | Class C Ordinary Shares (23351.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 1506 | Direct |
| Class C Ordinary Shares | 3014 | Direct |
| Class C Ordinary Shares | 4924 | Indirect |
Footnotes
F1: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: Includes 151,544 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.
F3: Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.
F4: Includes 296,140 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.
F5: The Reporting Person received 641 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F6: The RSUs vest in three equal annual installments commencing on May 1, 2021.
F7: The RSUs vest in three equal annual installments commencing on May 1, 2022.