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Liberty Global Ltd. — Director's Dealing 2023
May 3, 2023
31176_dirs_2023-05-03_e988934b-1d15-473e-8674-f6cc9a599a1d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2023-05-01
Reporting Person: Waldron Jason (SVP & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Class A Ordinary Shares | M | 8222 | — | Acquired | 44123 | Indirect |
| 2023-05-01 | Class A Ordinary Shares | M | 5189 | — | Acquired | 49312 | Indirect |
| 2023-05-01 | Class A Ordinary Shares | F | 5869 | $19.17 | Disposed | 43443 | Indirect |
| 2023-05-01 | Class C Ordinary Shares | M | 16442 | — | Acquired | 102853 | Indirect |
| 2023-05-01 | Class C Ordinary Shares | M | 10378 | — | Acquired | 113231 | Indirect |
| 2023-05-01 | Class C Ordinary Shares | F | 11735 | $20.04 | Disposed | 101496 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-01 | Restricted Share Units A | $ | M | 8222 | Disposed | Class A Ordinary Shares (8222.0) | Direct | |
| 2023-05-01 | Restricted Share Units C | $ | M | 16442 | Disposed | Class C Ordinary Shares (16442.0) | Direct | |
| 2023-05-01 | Restricted Share Units A | $ | M | 5189 | Disposed | Class A Ordinary Shares (5189.0) | Direct | |
| 2023-05-01 | Restricted Share Units C | $ | M | 10378 | Disposed | Class C Ordinary Shares (10378.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Ordinary Shares | 679 | Indirect |
Footnotes
F1: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: Includes 35,901 ordinary shares previously owned directly by the Reporting Person which were transferred to the Jason R. Waldron Revocable Trust, of which the Reporting Person is a trustee.
F3: Shares are held by the Jason R. Waldron Revocable Trust, of which the Reporting Person is the trustee.
F4: Includes 86,411 ordinary shares previously owned directly by the Reporting Person which were transferred to the Jason R. Waldron Revocable Trust, of which the Reporting Person is a trustee.
F5: The Reporting Person received 610 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F6: The RSUs vest in three equal annual installments commencing on May 1, 2021.
F7: The RSUs vest in three equal annual installments commencing on May 1, 2022.