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Liberty Global Ltd. — Director's Dealing 2023
Aug 29, 2023
31176_dirs_2023-08-28_af65341c-b3a4-4a8f-9db7-a495dd027038.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2023-08-24
Reporting Person: MALONE JOHN C (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-24 | Class A Ordinary Shares | J | 1950553 | — | Acquired | 4248415 | Direct |
| 2023-08-24 | Class A Ordinary Shares | J | 50013 | — | Acquired | 174821 | Indirect |
| 2023-08-24 | Class A Ordinary Shares | J | 2140050 | — | Disposed | 0 | Indirect |
| 2023-08-24 | Class C Ordinary Shares | J | 4316867 | — | Acquired | 9067743 | Direct |
| 2023-08-24 | Class C Ordinary Shares | J | 110686 | — | Acquired | 798591 | Indirect |
| 2023-08-24 | Class C Ordinary Shares | J | 4736253 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Ordinary Shares | 6757225 | Indirect |
Footnotes
F1: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages.
F2: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC.
F3: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: Includes shares distributed to the Reporting Person and his spouse by CHLLC in respect of the Reporting Person's pecuniary interest therein. CHLLC also distributed the Issuer's common shares to
non-controlling persons of the Issuer who are not subject to the provisions of Section 16.
F5: Shares were previously held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may have been deemed to be the indirect
beneficial owner of the securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
F6: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.