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Liberty Global Ltd. — Director's Dealing 2021
Mar 16, 2021
31176_dirs_2021-03-16_e90465f5-e5f1-4ebc-bce2-93f452ecd8fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2021-03-12
Reporting Person: Rodriguez Enrique (EVP, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Class A Ordinary Shares | A | 29014 | — | Acquired | 85823 | Direct |
| 2021-03-12 | Class A Ordinary Shares | F | 14502 | $25.70 | Disposed | 71321 | Direct |
| 2021-03-12 | Class C Ordinary Shares | A | 58028 | — | Acquired | 171667 | Direct |
| 2021-03-12 | Class C Ordinary Shares | F | 29004 | $25.43 | Disposed | 142663 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-12 | Restricted Share Units A | $ | A | 3626 | Acquired | Class A Ordinary Shares (3626.0) | Direct | |
| 2021-03-12 | Restricted Share Units C | $ | A | 7252 | Acquired | Class C Ordinary Shares (7252.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Ordinary Shares | 2762 | Indirect |
Footnotes
F1: Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the 2020 Annual Performance Award, subject to applicable tax withholding.
F2: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3: Based on the Reporting Person's receipt of shares as part of the 2020 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2020 Annual Performance Award program. These RSUs will vest in full on March 1, 2022, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.