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Liberty Global Ltd. Director's Dealing 2021

Mar 16, 2021

31176_dirs_2021-03-16_e90465f5-e5f1-4ebc-bce2-93f452ecd8fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2021-03-12

Reporting Person: Rodriguez Enrique (EVP, Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-12 Class A Ordinary Shares A 29014 Acquired 85823 Direct
2021-03-12 Class A Ordinary Shares F 14502 $25.70 Disposed 71321 Direct
2021-03-12 Class C Ordinary Shares A 58028 Acquired 171667 Direct
2021-03-12 Class C Ordinary Shares F 29004 $25.43 Disposed 142663 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-12 Restricted Share Units A $ A 3626 Acquired Class A Ordinary Shares (3626.0) Direct
2021-03-12 Restricted Share Units C $ A 7252 Acquired Class C Ordinary Shares (7252.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class C Ordinary Shares 2762 Indirect

Footnotes

F1: Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the 2020 Annual Performance Award, subject to applicable tax withholding.

F2: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.

F3: Based on the Reporting Person's receipt of shares as part of the 2020 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2020 Annual Performance Award program. These RSUs will vest in full on March 1, 2022, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.