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Liberty Global Ltd. — Director's Dealing 2021
Jun 21, 2021
31176_dirs_2021-06-21_8598888a-ca2b-4c27-b930-b443f6348f4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2021-06-16
Reporting Person: GOULD PAUL A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-17 | Class A Ordinary Shares | M | 1045 | $16.64 | Acquired | 226244 | Direct |
| 2021-06-17 | Class A Ordinary Shares | S | 640 | $27.3828 | Disposed | 225604 | Direct |
| 2021-06-17 | Class C Ordinary Shares | M | 1041 | $16.42 | Acquired | 993222 | Direct |
| 2021-06-17 | Class C Ordinary Shares | M | 2166 | $15.85 | Acquired | 995388 | Direct |
| 2021-06-17 | Class C Ordinary Shares | S | 1880 | $27.3947 | Disposed | 993508 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-16 | Restricted Share Units A | $ | A | 1124 | Acquired | Class A Ordinary Shares (1124.0) | Direct | |
| 2021-06-16 | Restricted Share Units C | $ | A | 2247 | Acquired | Class C Ordinary Shares (2247.0) | Direct | |
| 2021-06-16 | Share Option A (right to buy) | $27.82 | A | 3449 | Acquired | 2031-06-16 | Class A Ordinary Shares (3449.0) | Direct |
| 2021-06-16 | Share Option C (right to buy) | $27.82 | A | 6898 | Acquired | 2031-06-16 | Class C Ordinary Shares (6898.0) | Direct |
| 2021-06-17 | Share Option A (right to buy) | $16.64 | M | 1045 | Disposed | 2021-06-21 | Class A Ordinary Shares (1045.0) | Direct |
| 2021-06-17 | Share Option C (right to buy) | $16.42 | M | 1041 | Disposed | 2021-06-21 | Class C Ordinary Shares (1041.0) | Direct |
| 2021-06-17 | Share Option C (right to buy) | $15.85 | M | 2166 | Disposed | 2021-06-21 | Class C Ordinary Shares (2166.0) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $27.37 to $27.43. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3: The Restricted Share Units will vest in full on the date of the Issuer's 2022 annual general meeting.
F4: The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F5: The option is immediately exercisable.