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Liberty Global Ltd. — Director's Dealing 2021
Jun 21, 2021
31176_dirs_2021-06-21_6090c027-499b-4b73-9293-700413fbda85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2021-06-16
Reporting Person: RAPLEY DAVID E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-17 | Class A Ordinary Shares | M | 1045 | $16.64 | Acquired | 4174 | Direct |
| 2021-06-17 | Class A Ordinary Shares | S | 1045 | $27.7158 | Disposed | 3129 | Direct |
| 2021-06-17 | Class C Ordinary Shares | M | 1041 | $16.42 | Acquired | 8572 | Direct |
| 2021-06-17 | Class C Ordinary Shares | M | 2166 | $15.85 | Acquired | 10738 | Direct |
| 2021-06-17 | Class C Ordinary Shares | S | 3207 | $27.6739 | Disposed | 7531 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-16 | Share Option A (right to buy) | $27.82 | A | 6898 | Acquired | 2031-06-16 | Class A Ordinary Shares (6898.0) | Direct |
| 2021-06-16 | Share Option C (right to buy) | $27.82 | A | 13795 | Acquired | 2031-06-16 | Class C Ordinary Shares (13795.0) | Direct |
| 2021-06-17 | Share Option A (right to buy) | $16.64 | M | 1045 | Disposed | 2021-06-21 | Class A Ordinary Shares (1045.0) | Direct |
| 2021-06-17 | Share Option C (right to buy) | $16.42 | M | 1041 | Disposed | 2021-06-21 | Class C Ordinary Shares (1041.0) | Direct |
| 2021-06-17 | Share Option C (right to buy) | $15.85 | M | 2166 | Disposed | 2021-06-21 | Class C Ordinary Shares (2166.0) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $27.69 to $27.75. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $27.64 to $27.70. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F3: The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F4: The option is immediately exercisable.