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Liberty Global Ltd. — Director's Dealing 2021
Aug 13, 2021
31176_dirs_2021-08-13_6d47c67f-4492-4c8c-b8e2-5f51d3630f68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2021-08-11
Reporting Person: BRACKEN CHARLES H R (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-11 | Class A Ordinary Shares | M | 59127 | $16.05 | Acquired | 88785 | Direct |
| 2021-08-11 | Class A Ordinary Shares | F | 45395 | $28.57 | Disposed | 43390 | Direct |
| 2021-08-12 | Class A Ordinary Shares | S | 13732 | $28.6568 | Disposed | 29658 | Direct |
| 2021-08-11 | Class C Ordinary Shares | M | 118255 | $15.12 | Acquired | 238597 | Direct |
| 2021-08-11 | Class C Ordinary Shares | F | 88657 | $28.65 | Disposed | 149940 | Direct |
| 2021-08-12 | Class C Ordinary Shares | S | 29598 | $28.7654 | Disposed | 120342 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-11 | Share Appreciation Rights A | $16.05 | M | 59127 | Disposed | 2030-04-01 | Class A Ordinary Shares (59127.0) | Direct |
| 2021-08-11 | Share Appreciation Rights C | $15.12 | M | 118255 | Disposed | 2030-04-01 | Class C Ordinary Shares (118255.0) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $28.58 to $28.70. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $28.685 to $28.7654. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F3: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.