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Liberty Global Ltd. — Director's Dealing 2020
Apr 3, 2020
31176_dirs_2020-04-03_ec2f7930-a281-476d-85a9-65200f3e7734.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2020-04-01
Reporting Person: FRIES MICHAEL T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-01 | Class A Ordinary Shares | M | 81718 | — | Acquired | 864328 | Direct |
| 2020-04-01 | Class A Ordinary Shares | F | 36267 | $16.05 | Disposed | 828061 | Direct |
| 2020-04-01 | Class C Ordinary Shares | M | 163436 | — | Acquired | 1298817 | Direct |
| 2020-04-01 | Class C Ordinary Shares | F | 72534 | $15.12 | Disposed | 1226283 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | Restricted Share Units A | $ | M | 81718 | Disposed | Class A Ordinary Shares (81718.0) | Direct | |
| 2020-04-01 | Restricted Share Units C | $ | M | 163436 | Disposed | Class C Ordinary Shares (163436.0) | Direct | |
| 2020-04-01 | Restricted Share Units A | $ | A | 215800 | Acquired | Class A Ordinary Shares (215800.0) | Direct | |
| 2020-04-01 | Restricted Share Units C | $ | A | 431600 | Acquired | Class C Ordinary Shares (431600.0) | Direct | |
| 2020-04-01 | Share Appreciation Rights A | $16.05 | A | 517368 | Acquired | 2030-04-01 | Class A Ordinary Shares (517368.0) | Direct |
| 2020-04-01 | Share Appreciation Rights C | $15.12 | A | 1034736 | Acquired | 2030-04-01 | Class C Ordinary Shares (1034736.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 1977 | Indirect |
| Class C Ordinary Shares | 13061 | Indirect |
Footnotes
F1: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.
F3: The RSUs vest in three equal annual installments commencing on May 1, 2021.
F4: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.
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