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Liberty Global Ltd. — Director's Dealing 2020
Apr 3, 2020
31176_dirs_2020-04-03_57e2bbf8-6cf7-410c-abb1-b4f454ff920e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2020-04-01
Reporting Person: Waldron Jason (SVP & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-01 | Class A Ordinary Shares | M | 7264 | — | Acquired | 27193 | Direct |
| 2020-04-01 | Class A Ordinary Shares | F | 3195 | $16.05 | Disposed | 23998 | Direct |
| 2020-04-01 | Class C Ordinary Shares | M | 14528 | — | Acquired | 54454 | Direct |
| 2020-04-01 | Class C Ordinary Shares | F | 6390 | $15.12 | Disposed | 48064 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | Restricted Share Units A | $ | M | 7264 | Disposed | Class A Ordinary Shares (7264.0) | Direct | |
| 2020-04-01 | Restricted Share Units C | $ | M | 14528 | Disposed | Class C Ordinary Shares (14528.0) | Direct | |
| 2020-04-01 | Restricted Share Units A | $ | A | 24662 | Acquired | Class A Ordinary Shares (24662.0) | Direct | |
| 2020-04-01 | Restricted Share Units C | $ | A | 49324 | Acquired | Class C Ordinary Shares (49324.0) | Direct | |
| 2020-04-01 | Share Appreciation Rights A | $16.05 | A | 59127 | Acquired | 2030-04-01 | Class A Ordinary Shares (59127.0) | Direct |
| 2020-04-01 | Share Appreciation Rights C | $15.12 | A | 118254 | Acquired | 2030-04-01 | Class C Ordinary Shares (118254.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Ordinary Shares | 1928 | Indirect |
Footnotes
F1: Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.
F3: The RSUs vest in three equal annual installments commencing on May 1, 2021.
F4: The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021.
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