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Liberty Global Ltd. Director's Dealing 2020

Apr 23, 2020

31176_dirs_2020-04-23_a8ef5679-b32f-44ab-b921-dc31018e0f68.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2020-04-21

Reporting Person: WARGO J DAVID (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-21 Share Option A (right to buy) $29.22 D 4634 Disposed 2020-06-28 Class A Ordinary Shares (4634.0) Direct
2020-04-21 Share Option A (right to buy) $29.22 A 4634 Acquired 2023-06-28 Class A Ordinary Shares (4634.0) Direct
2020-04-21 Share Option C (right to buy) $26.77 D 9985 Disposed 2020-06-28 Class C Ordinary Shares (9985.0) Direct
2020-04-21 Share Option C (right to buy) $26.77 A 9985 Acquired 2023-06-28 Class C Ordinary Shares (9985.0) Direct
2020-04-21 Share Option C (right to buy) $28.82 D 4614 Disposed 2020-06-28 Class C Ordinary Shares (4614.0) Direct
2020-04-21 Share Option C (right to buy) $28.82 A 4614 Acquired 2023-06-28 Class C Ordinary Shares (4614.0) Direct

Footnotes

F1: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.