AI assistant
Liberty Global Ltd. — Director's Dealing 2019
Jun 21, 2019
31176_dirs_2019-06-21_5b141da5-e9b5-438f-b783-249cf942a7b1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2019-06-11
Reporting Person: Salvato Andrea (SVP, CHIEF DEVELOPMENT OFFICER)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 34495 | Direct |
| Class C Ordinary Shares | 95727 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Share Units A | $ | Class A Ordinary Shares (12460.0) | Direct | ||
| Restricted Share Units A | $ | Class A Ordinary Shares (2481.0) | Direct | ||
| Restricted Share Units C | $ | Class C Ordinary Shares (24921.0) | Direct | ||
| Restricted Share Units C | $ | Class C Ordinary Shares (4962.0) | Direct | ||
| Share Appreciation Rights A | $29.45 | 2020-05-01 | Class A Ordinary Shares (13444.0) | Direct | |
| Share Appreciation Rights A | $27.71 | 2020-06-24 | Class A Ordinary Shares (65647.0) | Direct | |
| Share Appreciation Rights A | $32.37 | 2021-05-01 | Class A Ordinary Shares (23535.0) | Direct | |
| Share Appreciation Rights A | $42.01 | 2022-05-01 | Class A Ordinary Shares (18328.0) | Direct | |
| Share Appreciation Rights A | $32.81 | 2023-05-01 | Class A Ordinary Shares (30272.0) | Direct | |
| Share Appreciation Rights A | $35.69 | 2024-05-01 | Class A Ordinary Shares (28480.0) | Direct | |
| Share Appreciation Rights A | $29.88 | 2025-05-01 | Class A Ordinary Shares (52287.0) | Direct | |
| Share Appreciation Rights A | $24.9 | 2029-04-01 | Class A Ordinary Shares (63221.0) | Direct | |
| Share Appreciation Rights C | $27.13 | 2020-05-01 | Class C Ordinary Shares (26769.0) | Direct | |
| Share Appreciation Rights C | $29.05 | 2020-05-01 | Class C Ordinary Shares (13381.0) | Direct | |
| Share Appreciation Rights C | $25.84 | 2020-06-24 | Class C Ordinary Shares (130674.0) | Direct | |
| Share Appreciation Rights C | $27.34 | 2020-06-24 | Class C Ordinary Shares (65369.0) | Direct | |
| Share Appreciation Rights C | $30.81 | 2021-05-01 | Class C Ordinary Shares (46831.0) | Direct | |
| Share Appreciation Rights C | $40.52 | 2022-05-01 | Class C Ordinary Shares (36955.0) | Direct | |
| Share Appreciation Rights C | $31.65 | 2023-05-01 | Class C Ordinary Shares (60544.0) | Direct | |
| Share Appreciation Rights C | $34.8 | 2024-05-01 | Class C Ordinary Shares (56960.0) | Direct | |
| Share Appreciation Rights C | $28.94 | 2025-05-01 | Class C Ordinary Shares (104574.0) | Direct | |
| Share Appreciation Rights C | $24.15 | 2029-04-01 | Class C Ordinary Shares (126442.0) | Direct |
Footnotes
F1: The Restricted Share Units vests on October 1, 2019.
F2: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. The Reporting Person elected to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares). Based on the Reporting Person's share election, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
F4: The SARs are immediately exercisable.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
F6: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F7: The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019.
F8: The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing February 1, 2020.