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Liberty Global Ltd. — Director's Dealing 2018
May 3, 2018
31176_dirs_2018-05-03_310c7a06-1852-4ed3-b347-0b7e4274cf36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2018-05-01
Reporting Person: FRIES MICHAEL T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Class A Ordinary Shares | M | 48168 | $18.49 | Acquired | 609788 | Direct |
| 2018-05-01 | Class A Ordinary Shares | F | 37883 | $29.88 | Disposed | 571905 | Direct |
| 2018-05-01 | Class C Ordinary Shares | M | 95916 | $17.51 | Acquired | 1275313 | Direct |
| 2018-05-01 | Class C Ordinary Shares | M | 47962 | $18.24 | Acquired | 1323275 | Direct |
| 2018-05-01 | Class C Ordinary Shares | F | 112723 | $28.94 | Disposed | 1210552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Share Appreciation Rights A | $29.88 | A | 294117 | Acquired | 2025-05-01 | Class A Ordinary Shares (294117.0) | Direct |
| 2018-05-01 | Share Appreciation Rights C | $28.94 | A | 588234 | Acquired | 2025-05-01 | Class C Ordinary Shares (588234.0) | Direct |
| 2018-05-01 | Share Appreciation Rights A | $18.49 | M | 48168 | Disposed | 2018-05-01 | Class A Ordinary Shares (48168.0) | Direct |
| 2018-05-01 | Share Appreciation Rights C | $17.51 | M | 95916 | Disposed | 2018-05-01 | Class C Ordinary Shares (95916.0) | Direct |
| 2018-05-01 | Share Appreciation Rights C | $18.24 | M | 47962 | Disposed | 2018-05-01 | Class C Ordinary Shares (47962.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 1977 | Indirect |
| Class C Ordinary Shares | 13059 | Indirect |
Footnotes
F1: The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019.
F2: The SARs are immediately exercisable.
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