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Liberty Global Ltd. — Director's Dealing 2018
Feb 14, 2018
31176_dirs_2018-02-14_38383451-774a-47a7-b06f-c4efff85efd8.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-12-31
Reporting Person: COLE ANDREW (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | LiLAC Share Option A (right to buy) | $20.71 | J | 894 | Disposed | 2024-06-21 | LiLAC Class A (894.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $36.66 | J | 728 | Disposed | 2023-06-16 | LiLAC Class A (728.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $36.94 | J | 292 | Disposed | 2023-06-16 | LiLAC Class A (292.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $48.17 | J | 215 | Disposed | 2022-06-25 | LiLAC Class A (215.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $53.5 | J | 536 | Disposed | 2022-06-25 | LiLAC Class A (536.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $41.43 | J | 712 | Disposed | 2021-06-26 | LiLAC Class A (712.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $37.31 | J | 285 | Disposed | 2021-06-26 | LiLAC Class A (285.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $31.65 | J | 231 | Disposed | 2020-06-28 | LiLAC Class A (231.0) | Direct |
| 2017-12-29 | LiLAC Share Option A (right to buy) | $35.16 | J | 578 | Disposed | 2020-06-28 | LiLAC Class A (578.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $20.25 | J | 1788 | Disposed | 2024-06-21 | LiLAC Class C (1788.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $37.48 | J | 584 | Disposed | 2023-06-16 | LiLAC Class C (584.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $37.18 | J | 1457 | Disposed | 2023-06-16 | LiLAC Class C (1457.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $47.89 | J | 426 | Disposed | 2022-06-25 | LiLAC Class C (426.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $51.95 | J | 1066 | Disposed | 2022-06-25 | LiLAC Class C (1066.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $41.47 | J | 1419 | Disposed | 2021-06-26 | LiLAC Class C (1419.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $37.95 | J | 568 | Disposed | 2021-06-26 | LiLAC Class C (568.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $30.72 | J | 499 | Disposed | 2020-06-28 | LiLAC Class C (499.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $36.16 | J | 575 | Disposed | 2020-06-28 | LiLAC Class C (575.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $33.58 | J | 1245 | Disposed | 2020-06-28 | LiLAC Class C (1245.0) | Direct |
| 2017-12-29 | LiLAC Share Option C (right to buy) | $33.08 | J | 230 | Disposed | 2020-06-28 | LiLAC Class C (230.0) | Direct |
Footnotes
F1: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.
F2: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F3: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F4: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F5: The option is immediately exercisable.