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Liberty Global Ltd. — Director's Dealing 2018
Feb 14, 2018
31176_dirs_2018-02-14_acbbd25c-79ae-4ad2-bf59-0ed386e0d593.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-12-31
Reporting Person: BRACKEN CHARLES H R (EVP & CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | LiLAC Share Appreciation Rights C | $21.84 | J | 14240 | Disposed | 2024-05-01 | LiLAC Class C (14240.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $39.71 | J | 15106 | Disposed | 2023-05-01 | LiLAC Class C (15106.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $40.61 | J | 6052 | Disposed | 2023-05-01 | LiLAC Class C (6052.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $50.84 | J | 13176 | Disposed | 2022-05-01 | LiLAC Class C (13176.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $46.52 | J | 5359 | Disposed | 2022-05-01 | LiLAC Class C (5359.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $38.65 | J | 16694 | Disposed | 2021-05-01 | LiLAC Class C (16694.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $35.37 | J | 6690 | Disposed | 2021-05-01 | LiLAC Class C (6690.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $31.37 | J | 8492 | Disposed | 2020-06-24 | LiLAC Class C (8492.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $32.42 | J | 42390 | Disposed | 2020-06-24 | LiLAC Class C (42390.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $29.66 | J | 16985 | Disposed | 2020-06-24 | LiLAC Class C (16985.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $34.29 | J | 21205 | Disposed | 2020-06-24 | LiLAC Class C (21205.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $31.14 | J | 3744 | Disposed | 2020-05-01 | LiLAC Class C (3744.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $34.03 | J | 9343 | Disposed | 2020-05-01 | LiLAC Class C (9343.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $36.44 | J | 4670 | Disposed | 2020-05-01 | LiLAC Class C (4670.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $33.35 | J | 1872 | Disposed | 2020-05-01 | LiLAC Class C (1872.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $23.84 | J | 9913 | Disposed | 2019-05-01 | LiLAC Class C (9913.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $24.6 | J | 4956 | Disposed | 2019-05-01 | LiLAC Class C (4956.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $22.51 | J | 1986 | Disposed | 2019-05-01 | LiLAC Class C (1986.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $21.81 | J | 3972 | Disposed | 2019-05-01 | LiLAC Class C (3972.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $20.09 | J | 4194 | Disposed | 2018-05-01 | LiLAC Class C (4194.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $22.88 | J | 5234 | Disposed | 2018-05-01 | LiLAC Class C (5234.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $20.93 | J | 2097 | Disposed | 2018-05-01 | LiLAC Class C (2097.0) | Direct |
| 2017-12-29 | LiLAC Share Appreciation Rights C | $21.96 | J | 10468 | Disposed | 2018-05-01 | LiLAC Class C (10468.0) | Direct |
Footnotes
F1: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F2: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
F5: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
F6: The SARs are immediately exercisable.