Liberty Global Ltd. — Director's Dealing 2018

Feb 14, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-12-31

Reporting Person: RAPLEY DAVID E (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-29	LiLAC Class A	J	585	—	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-29	LiLAC Share Option A (right to buy)	$20.71	J	894	Disposed	2024-06-21	LiLAC Class A (894.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$36.66	J	728	Disposed	2023-06-16	LiLAC Class A (728.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$36.94	J	292	Disposed	2023-06-16	LiLAC Class A (292.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$53.5	J	268	Disposed	2022-06-25	LiLAC Class A (268.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$48.17	J	107	Disposed	2022-06-25	LiLAC Class A (107.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$20.89	J	99	Disposed	2022-06-19	LiLAC Class A (99.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$23.2	J	248	Disposed	2022-06-19	LiLAC Class A (248.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$41.43	J	355	Disposed	2021-06-26	LiLAC Class A (355.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$37.31	J	142	Disposed	2021-06-26	LiLAC Class A (142.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$20.02	J	130	Disposed	2021-06-21	LiLAC Class A (130.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$18.03	J	52	Disposed	2021-06-21	LiLAC Class A (52.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$35.16	J	578	Disposed	2020-06-28	LiLAC Class A (578.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$31.65	J	231	Disposed	2020-06-28	LiLAC Class A (231.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$12.8	J	122	Disposed	2020-06-17	LiLAC Class A (122.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$11.52	J	49	Disposed	2020-06-17	LiLAC Class A (49.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$7.14	J	436	Disposed	2019-06-17	LiLAC Class A (436.0)	Direct
2017-12-29	LiLAC Share Option A (right to buy)	$6.42	J	174	Disposed	2019-06-17	LiLAC Class A (174.0)	Direct

Footnotes

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

F4: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

F5: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

F6: The option is immediately exercisable.