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Liberty Global Ltd. — Director's Dealing 2018
Jan 3, 2018
31176_dirs_2018-01-03_3eb27d69-b2d8-4b87-98f7-da34b1a3600e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-12-31
Reporting Person: DICK JOHN W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | LiLAC Class A | J | 4878 | — | Disposed | 0 | Direct |
| 2017-12-29 | LiLAC Class C | J | 13394 | — | Disposed | 0 | Direct |
| 2017-12-31 | Liberty Global Class A | A | 233 | $35.84 | Acquired | 29365 | Direct |
| 2017-12-31 | Liberty Global Class C | A | 492 | $33.84 | Acquired | 78955 | Direct |
Footnotes
F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended.
F2: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 29, 2017.