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Liberty Global Ltd. — Director's Dealing 2017
May 3, 2017
31176_dirs_2017-05-03_c6647bbf-f81e-4ca7-82af-e31cee56d444.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-05-01
Reporting Person: FRIES MICHAEL T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Liberty Global Class A | M | 71370 | $10.93 | Acquired | 572983 | Direct |
| 2017-05-01 | Liberty Global Class A | F | 44921 | $35.69 | Disposed | 528062 | Direct |
| 2017-05-01 | Liberty Global Class C | M | 142107 | $10.68 | Acquired | 1175579 | Direct |
| 2017-05-01 | Liberty Global Class C | M | 71036 | $10.78 | Acquired | 1246615 | Direct |
| 2017-05-01 | Liberty Global Class C | F | 134336 | $34.80 | Disposed | 1112279 | Direct |
| 2017-05-01 | LiLAC Class A | M | 3568 | $11.84 | Acquired | 209547 | Direct |
| 2017-05-01 | LiLAC Class A | M | 8904 | $13.16 | Acquired | 218451 | Direct |
| 2017-05-01 | LiLAC Class A | F | 9785 | $21.43 | Disposed | 208666 | Direct |
| 2017-05-01 | LiLAC Class C | M | 7105 | $12.26 | Acquired | 192715 | Direct |
| 2017-05-01 | LiLAC Class C | M | 3551 | $12.37 | Acquired | 196266 | Direct |
| 2017-05-01 | LiLAC Class C | M | 17730 | $13.40 | Acquired | 213996 | Direct |
| 2017-05-01 | LiLAC Class C | M | 8863 | $13.52 | Acquired | 222859 | Direct |
| 2017-05-01 | LiLAC Class C | F | 29300 | $21.84 | Disposed | 193559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Liberty Global Share Appreciation Rights A | $35.69 | A | 227832 | Acquired | 2024-05-01 | Liberty Global Class A (227832.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights C | $34.8 | A | 455664 | Acquired | 2024-05-01 | Liberty Global Class C (455664.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights A | $21.43 | A | 28480 | Acquired | 2024-05-01 | LiLAC Class A (28480.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $21.84 | A | 56960 | Acquired | 2024-05-01 | LiLAC Class C (56960.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights A | $10.93 | M | 71370 | Disposed | 2017-05-01 | Liberty Global Class A (71370.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights C | $10.68 | M | 142107 | Disposed | 2017-05-01 | Liberty Global Class C (142107.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights C | $10.78 | M | 71036 | Disposed | 2017-05-01 | Liberty Global Class C (71036.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights A | $11.84 | M | 3568 | Disposed | 2017-05-01 | LiLAC Class A (3568.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights A | $13.16 | M | 8904 | Disposed | 2017-05-01 | LiLAC Class A (8904.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $12.26 | M | 7105 | Disposed | 2017-05-01 | LiLAC Class C (7105.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $12.37 | M | 3551 | Disposed | 2017-05-01 | LiLAC Class C (3551.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $13.4 | M | 17730 | Disposed | 2017-05-01 | LiLAC Class C (17730.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $13.52 | M | 8863 | Disposed | 2017-05-01 | LiLAC Class C (8863.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class A | 1977 | Indirect |
| Liberty Global Class C | 13063 | Indirect |
| LiLAC Class A | 345 | Indirect |
| LiLAC Class C | 2283 | Indirect |
Footnotes
F1: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F2: The SARs are immediately exercisable.
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