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Liberty Global Ltd. — Director's Dealing 2017
Apr 4, 2017
31176_dirs_2017-04-04_64579c60-209a-499d-9c83-dacc6cc9fe84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-04-01
Reporting Person: Nair Balan (EVP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-01 | Liberty Global Class A | M | 10800 | — | Acquired | 102829 | Direct |
| 2017-04-01 | Liberty Global Class A | F | 5031 | $35.87 | Disposed | 97798 | Direct |
| 2017-04-01 | Liberty Global Class C | M | 21601 | — | Acquired | 320633 | Direct |
| 2017-04-01 | Liberty Global Class C | F | 10062 | $35.04 | Disposed | 310571 | Direct |
| 2017-04-01 | LiLAC Class A | M | 1887 | — | Acquired | 15800 | Direct |
| 2017-04-01 | LiLAC Class A | F | 880 | $22.24 | Disposed | 14920 | Direct |
| 2017-04-01 | LiLAC Class C | M | 3774 | — | Acquired | 56145 | Direct |
| 2017-04-01 | LiLAC Class C | F | 1759 | $23.04 | Disposed | 54386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-01 | Liberty Global Restricted Share Units A | $ | M | 10800 | Disposed | Liberty Global Class A (10800.0) | Direct | |
| 2017-04-01 | Liberty Global Restricted Share Units C | $ | M | 21601 | Disposed | Liberty Global Class C (21601.0) | Direct | |
| 2017-04-01 | LiLAC Restricted Share Units A | $ | M | 1886 | Disposed | LiLAC Class A (1886.0) | Direct | |
| 2017-04-01 | LiLAC Restricted Share Units C | $ | M | 3774 | Disposed | LiLAC Class C (3774.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class C | 7073 | Indirect |
| LiLAC Class C | 1139 | Indirect |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
F2: The Reporting Person received 318 shares contributed by Issuer under its 401(k) Plan as of December 31, 2016.
F3: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.
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