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Liberty Global Ltd. — Director's Dealing 2017
Apr 4, 2017
31176_dirs_2017-04-04_1f78999f-0abd-4174-bcd8-7ff44b04369e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-03-31
Reporting Person: COLE ANDREW (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-31 | Liberty Global Class A | A | 35 | $35.87 | Acquired | 19501 | Direct |
| 2017-03-31 | Liberty Global Class C | A | 68 | $35.04 | Acquired | 49697 | Direct |
| 2017-03-31 | LiLAC Class A | A | 1 | $22.24 | Acquired | 3418 | Direct |
| 2017-03-31 | LiLAC Class C | A | 2 | $23.04 | Acquired | 8317 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-31 | Liberty Global Class A Share Fund Units | $ | A | 194 | Acquired | Liberty Global Class A (194.0) | Direct | |
| 2017-03-31 | Liberty Global Class C Share Fund Units | $ | A | 388 | Acquired | Liberty Global Class C (388.0) | Direct | |
| 2017-03-31 | LiLAC Class A Share Fund Units | $ | A | 10 | Acquired | LiLAC Class A (10.0) | Direct | |
| 2017-03-31 | LiLAC Class C Share Fund Units | $ | A | 20 | Acquired | LiLAC Class C (20.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class A | 32 | Indirect |
| LiLAC Class A | 3 | Indirect |
Footnotes
F1: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on March 31, 2017.
F2: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan.
F3: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Issuer's applicable class of ordinary shares on March 31, 2017, with the value of any fractional shares deferred in cash.