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Liberty Global Ltd. — Director's Dealing 2017
Dec 14, 2017
31176_dirs_2017-12-14_14a5034f-2bb2-46d2-af74-700a4ed3e27e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Casa Systems Inc (CASA)
CIK: 0001333835
Period of Report: 2017-12-13
Reporting Person: Liberty Global plc (10% Owner)
Reporting Person: Liberty Global Ventures Holding B.V. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2642900 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred | $ | Common Stock (1789970) | Indirect |
Footnotes
F1: The Common Shares of the Issuer ("Common Shares") are held of record by Liberty Global Ventures Holding B.V., a wholly owned subsidiary of Liberty Global plc.
F2: This report on Form 3 is filed jointly by Liberty Global plc and Liberty Global Ventures Holding B.V.
F3: The Series B Preferred Stock is convertible at any time at the holder's election, on a 10 for one basis and, in any event, will convert upon the closing of the Issuer's initial public offering
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