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Liberty Global Ltd. — Director's Dealing 2017
Jun 16, 2017
31176_dirs_2017-06-16_878df754-d751-4d35-a5c4-9dc88b0459c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-06-14
Reporting Person: SPARKMAN J C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-14 | Liberty Global Class A | M | 10500 | $15.79 | Acquired | 22341 | Direct |
| 2017-06-14 | Liberty Global Class A | S | 10500 | $29.446 | Disposed | 11841 | Direct |
| 2017-06-14 | Liberty Global Class C | M | 20905 | $14.79 | Acquired | 45488 | Direct |
| 2017-06-14 | Liberty Global Class C | M | 10456 | $15.59 | Acquired | 55944 | Direct |
| 2017-06-14 | Liberty Global Class C | S | 31361 | $28.5181 | Disposed | 24583 | Direct |
| 2017-06-14 | LiLAC Class A | M | 525 | $17.10 | Acquired | 2592 | Direct |
| 2017-06-14 | LiLAC Class A | M | 1310 | $18.99 | Acquired | 3902 | Direct |
| 2017-06-14 | LiLAC Class A | S | 1835 | $20.2454 | Disposed | 2067 | Direct |
| 2017-06-14 | LiLAC Class C | M | 1045 | $16.98 | Acquired | 5367 | Direct |
| 2017-06-14 | LiLAC Class C | M | 522 | $17.88 | Acquired | 5889 | Direct |
| 2017-06-14 | LiLAC Class C | M | 2608 | $18.55 | Acquired | 8497 | Direct |
| 2017-06-14 | LiLAC Class C | M | 1304 | $19.55 | Acquired | 9801 | Direct |
| 2017-06-14 | LiLAC Class C | S | 5479 | $19.8835 | Disposed | 4322 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-14 | Liberty Global Share Option A (right to buy) | $15.79 | M | 10500 | Disposed | 2017-06-19 | Liberty Global Class A (10500.0) | Direct |
| 2017-06-14 | Liberty Global Share Option C (right to buy) | $14.79 | M | 20905 | Disposed | 2017-06-19 | Liberty Global Class C (20905.0) | Direct |
| 2017-06-14 | Liberty Global Share Option C (right to buy) | $15.59 | M | 10456 | Disposed | 2017-06-19 | Liberty Global Class C (10456.0) | Direct |
| 2017-06-14 | LiLAC Share Option A (right to buy) | $17.1 | M | 525 | Disposed | 2017-06-19 | LiLAC Class A (525.0) | Direct |
| 2017-06-14 | LiLAC Share Option A (right to buy) | $18.99 | M | 1310 | Disposed | 2017-06-19 | LiLAC Class A (1310.0) | Direct |
| 2017-06-14 | LiLAC Share Option C (right to buy) | $16.98 | M | 1045 | Disposed | 2017-06-19 | LiLAC Class C (1045.0) | Direct |
| 2017-06-14 | LiLAC Share Option C (right to buy) | $17.88 | M | 522 | Disposed | 2017-06-19 | LiLAC Class C (522.0) | Direct |
| 2017-06-14 | LiLAC Share Option C (right to buy) | $18.55 | M | 2608 | Disposed | 2017-06-19 | LiLAC Class C (2608.0) | Direct |
| 2017-06-14 | LiLAC Share Option C (right to buy) | $19.55 | M | 1304 | Disposed | 2017-06-19 | LiLAC Class C (1304.0) | Direct |
Footnotes
F1: The price reflects a weighted average of purchases made at prices ranging from $29.44 to $29.46. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2: The price reflects a weighted average of purchases made at prices ranging from $28.495 to $28.535. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F3: The price reflects a weighted average of purchases made at prices ranging from $20.244 to $20.25. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F4: The price reflects a weighted average of purchases made at prices ranging from $19.8809 to $19.8838. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F5: The option is immediately exercisable.