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Liberty Global Ltd. — Director's Dealing 2017
Jun 23, 2017
31176_dirs_2017-06-23_83265a87-c013-4184-94a2-090b42009ab0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-06-23
Reporting Person: DICK JOHN W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-23 | Liberty Global Class C | S | 5900 | $53.46 | Disposed | 51998 | Direct |
| 2016-01-05 | Liberty Global Class C | S | 1850 | $40.25 | Disposed | 51272 | Direct |
| 2016-02-22 | Liberty Global Class C | S | 2800 | $36.95 | Disposed | 48472 | Direct |
| 2016-03-08 | Liberty Global Class C | S | 1400 | $36.06 | Disposed | 45672 | Direct |
| 2016-04-18 | Liberty Global Class C | S | 2700 | $37.91 | Disposed | 43395 | Direct |
| 2016-06-01 | Liberty Global Class C | S | 700 | $36.05 | Disposed | 42695 | Direct |
| 2016-06-01 | LiLAC Class C | S | 367 | $42.85 | Disposed | 2269 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-21 | Liberty Global Share Option A (right to buy) | $28.83 | A | 7150 | Acquired | 2024-06-21 | Liberty Global Class A (7150.0) | Direct |
| 2017-06-21 | Liberty Global Share Option C (right to buy) | $27.85 | A | 14300 | Acquired | 2024-06-21 | Liberty Global Class C (14300.0) | Direct |
| 2017-06-21 | LiLAC Share Option A (right to buy) | $20.71 | A | 894 | Acquired | 2024-06-21 | LiLAC Class A (894.0) | Direct |
| 2017-06-21 | LiLAC Share Option C (right to buy) | $20.25 | A | 1788 | Acquired | 2024-06-21 | LiLAC Class C (1788.0) | Direct |
Footnotes
F1: The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions.
F2: On March 3, 2014, the Issuer distributed shares of its Class C ordinary shares as a dividend at a rate of one Class C ordinary share for every share of Issuer's ordinary shares outstanding as of February 14, 2014. As a result, the number of Class C ordinary shares has been adjusted for the dividend.
F3: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.
F4: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.