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Liberty Global Ltd. — Director's Dealing 2017
May 3, 2017
31176_dirs_2017-05-03_97d7db38-6d56-4188-8de7-b3071a783e26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-05-01
Reporting Person: Nair Balan (EVP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Liberty Global Class A | M | 26767 | $10.93 | Acquired | 118269 | Direct |
| 2017-05-01 | Liberty Global Class A | F | 16848 | $35.69 | Disposed | 101421 | Direct |
| 2017-05-01 | Liberty Global Class C | M | 53296 | $10.68 | Acquired | 378306 | Direct |
| 2017-05-01 | Liberty Global Class C | M | 26641 | $10.78 | Acquired | 404947 | Direct |
| 2017-05-01 | Liberty Global Class C | F | 50381 | $34.80 | Disposed | 354566 | Direct |
| 2017-05-01 | LiLAC Class A | M | 1338 | $11.84 | Acquired | 17518 | Direct |
| 2017-05-01 | LiLAC Class A | M | 3339 | $13.16 | Acquired | 20857 | Direct |
| 2017-05-01 | LiLAC Class A | F | 3670 | $21.43 | Disposed | 17187 | Direct |
| 2017-05-01 | LiLAC Class C | M | 2664 | $12.26 | Acquired | 59572 | Direct |
| 2017-05-01 | LiLAC Class C | M | 1332 | $12.37 | Acquired | 60904 | Direct |
| 2017-05-01 | LiLAC Class C | M | 6649 | $13.40 | Acquired | 67553 | Direct |
| 2017-05-01 | LiLAC Class C | M | 3323 | $13.52 | Acquired | 70876 | Direct |
| 2017-05-01 | LiLAC Class C | F | 10988 | $21.84 | Disposed | 59888 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Liberty Global Share Appreciation Rights A | $35.69 | A | 56958 | Acquired | 2024-05-01 | Liberty Global Class A (56958.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights C | $34.8 | A | 113916 | Acquired | 2024-05-01 | Liberty Global Class C (113916.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights A | $21.43 | A | 7120 | Acquired | 2024-05-01 | LiLAC Class A (7120.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $21.84 | A | 14240 | Acquired | 2024-05-01 | LiLAC Class C (14240.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights A | $10.93 | M | 26767 | Disposed | 2017-05-01 | Liberty Global Class A (26767.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights C | $10.68 | M | 53296 | Disposed | 2017-05-01 | Liberty Global Class C (53296.0) | Direct |
| 2017-05-01 | Liberty Global Share Appreciation Rights C | $10.78 | M | 26641 | Disposed | 2017-05-01 | Liberty Global Class C (26641.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights A | $11.84 | M | 1338 | Disposed | 2017-05-01 | LiLAC Class A (1338.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights A | $13.16 | M | 3339 | Disposed | 2017-05-01 | LiLAC Class A (3339.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $12.26 | M | 2664 | Disposed | 2017-05-01 | LiLAC Class C (2664.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $12.37 | M | 1332 | Disposed | 2017-05-01 | LiLAC Class C (1332.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $13.4 | M | 6649 | Disposed | 2017-05-01 | LiLAC Class C (6649.0) | Direct |
| 2017-05-01 | LiLAC Share Appreciation Rights C | $13.52 | M | 3323 | Disposed | 2017-05-01 | LiLAC Class C (3323.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class C | 7073 | Indirect |
| LiLAC Class C | 1139 | Indirect |
Footnotes
F1: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F2: The SARs are immediately exercisable.
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