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Liberty Global Ltd. Director's Dealing 2017

May 3, 2017

31176_dirs_2017-05-03_97d7db38-6d56-4188-8de7-b3071a783e26.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-05-01

Reporting Person: Nair Balan (EVP & CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-01 Liberty Global Class A M 26767 $10.93 Acquired 118269 Direct
2017-05-01 Liberty Global Class A F 16848 $35.69 Disposed 101421 Direct
2017-05-01 Liberty Global Class C M 53296 $10.68 Acquired 378306 Direct
2017-05-01 Liberty Global Class C M 26641 $10.78 Acquired 404947 Direct
2017-05-01 Liberty Global Class C F 50381 $34.80 Disposed 354566 Direct
2017-05-01 LiLAC Class A M 1338 $11.84 Acquired 17518 Direct
2017-05-01 LiLAC Class A M 3339 $13.16 Acquired 20857 Direct
2017-05-01 LiLAC Class A F 3670 $21.43 Disposed 17187 Direct
2017-05-01 LiLAC Class C M 2664 $12.26 Acquired 59572 Direct
2017-05-01 LiLAC Class C M 1332 $12.37 Acquired 60904 Direct
2017-05-01 LiLAC Class C M 6649 $13.40 Acquired 67553 Direct
2017-05-01 LiLAC Class C M 3323 $13.52 Acquired 70876 Direct
2017-05-01 LiLAC Class C F 10988 $21.84 Disposed 59888 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-01 Liberty Global Share Appreciation Rights A $35.69 A 56958 Acquired 2024-05-01 Liberty Global Class A (56958.0) Direct
2017-05-01 Liberty Global Share Appreciation Rights C $34.8 A 113916 Acquired 2024-05-01 Liberty Global Class C (113916.0) Direct
2017-05-01 LiLAC Share Appreciation Rights A $21.43 A 7120 Acquired 2024-05-01 LiLAC Class A (7120.0) Direct
2017-05-01 LiLAC Share Appreciation Rights C $21.84 A 14240 Acquired 2024-05-01 LiLAC Class C (14240.0) Direct
2017-05-01 Liberty Global Share Appreciation Rights A $10.93 M 26767 Disposed 2017-05-01 Liberty Global Class A (26767.0) Direct
2017-05-01 Liberty Global Share Appreciation Rights C $10.68 M 53296 Disposed 2017-05-01 Liberty Global Class C (53296.0) Direct
2017-05-01 Liberty Global Share Appreciation Rights C $10.78 M 26641 Disposed 2017-05-01 Liberty Global Class C (26641.0) Direct
2017-05-01 LiLAC Share Appreciation Rights A $11.84 M 1338 Disposed 2017-05-01 LiLAC Class A (1338.0) Direct
2017-05-01 LiLAC Share Appreciation Rights A $13.16 M 3339 Disposed 2017-05-01 LiLAC Class A (3339.0) Direct
2017-05-01 LiLAC Share Appreciation Rights C $12.26 M 2664 Disposed 2017-05-01 LiLAC Class C (2664.0) Direct
2017-05-01 LiLAC Share Appreciation Rights C $12.37 M 1332 Disposed 2017-05-01 LiLAC Class C (1332.0) Direct
2017-05-01 LiLAC Share Appreciation Rights C $13.4 M 6649 Disposed 2017-05-01 LiLAC Class C (6649.0) Direct
2017-05-01 LiLAC Share Appreciation Rights C $13.52 M 3323 Disposed 2017-05-01 LiLAC Class C (3323.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Liberty Global Class C 7073 Indirect
LiLAC Class C 1139 Indirect

Footnotes

F1: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F2: The SARs are immediately exercisable.