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Liberty Global Ltd. — Director's Dealing 2017
Dec 22, 2017
31176_dirs_2017-12-22_153abedd-dae3-4ce9-8c7c-6b578d1a8360.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2017-12-21
Reporting Person: Green Richard R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-21 | Liberty Global Class A | M | 10499 | $5.08 | Acquired | 17002 | Direct |
| 2017-12-21 | Liberty Global Class A | M | 1415 | $5.93 | Acquired | 18417 | Direct |
| 2017-12-21 | Liberty Global Class A | S | 10499 | $34 | Disposed | 7918 | Direct |
| 2017-12-21 | Liberty Global Class A | S | 1415 | $35 | Disposed | 6503 | Direct |
| 2017-12-21 | Liberty Global Class C | M | 10453 | $5.02 | Acquired | 25482 | Direct |
| 2017-12-21 | Liberty Global Class C | M | 20908 | $4.78 | Acquired | 46390 | Direct |
| 2017-12-21 | Liberty Global Class C | S | 31361 | $33 | Disposed | 15029 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-21 | Liberty Global Share Option A (right to buy) | $5.08 | M | 10499 | Disposed | 2018-12-16 | Liberty Global Class A (10499.0) | Direct |
| 2017-12-21 | Liberty Global Share Option A (right to buy) | $5.93 | M | 1415 | Disposed | 2019-06-17 | Liberty Global Class A (1415.0) | Direct |
| 2017-12-21 | Liberty Global Share Option C (right to buy) | $5.02 | M | 10453 | Disposed | 2018-12-16 | Liberty Global Class C (10453.0) | Direct |
| 2017-12-21 | Liberty Global Share Option C (right to buy) | $4.78 | M | 20908 | Disposed | 2018-12-16 | Liberty Global Class C (20908.0) | Direct |
Footnotes
F1: The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.
F2: The option is immediately exercisable.
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