Liberty Global Ltd. — Director's Dealing 2016

Oct 4, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-09-30

Reporting Person: WARGO J DAVID (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-30	Liberty Global Class A	A	34	$34.18	Acquired	26102	Direct
2016-09-30	Liberty Global Class C	A	75	$33.04	Acquired	78352	Direct
2016-09-30	LiLAC Class A	A	1	$27.59	Acquired	4328	Direct
2016-09-30	LiLAC Class C	A	2	$28.05	Acquired	12991	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-30	Liberty Global Class A Share Fund Units	$	A	200	Acquired		Liberty Global Class A (200.0)	Direct
2016-09-30	Liberty Global Class C Share Fund Units	$	A	410	Acquired		Liberty Global Class C (410.0)	Direct
2016-09-30	LiLAC Class A Share Fund Units	$	A	10	Acquired		LiLAC Class A (10.0)	Direct
2016-09-30	LiLAC Class C Share Fund Units	$	A	21	Acquired		LiLAC Class C (21.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Liberty Global Class C	32	Indirect
LiLAC Class C	4	Indirect

Footnotes

F1: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2016.

F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.

F4: As a result of the LiLAC Distribution, the Reporting Person's spouse received additional LiLAC Class C ordinary shares based on the number of Liberty Global Group Class C ordinary shares held by the Reporting Person's spouse on the LiLAC Distribution record date.

F5: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan.

F6: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of the Issuer's ordinary shares on September 30, 2016, with the value of any fractional shares deferred in cash.

F7: As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A share fund units and LiLAC Class C share fund units based on the number of corresponding Class of Liberty Global Group share fund units held by the Reporting Person on the LiLAC Distribution record date.