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Liberty Global Ltd. — Director's Dealing 2016
Nov 8, 2016
31176_dirs_2016-11-08_a99217d6-e2e0-4fd0-a433-c33c92e1f106.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-07-01
Reporting Person: CURTIS MIRANDA (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-01 | LiLAC Share Option C (right to buy) | $13.26 | A | 732 | Acquired | 2020-06-17 | LiLAC Class C (732.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $13.18 | A | 366 | Acquired | 2020-06-17 | LiLAC Class C (366.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $19.89 | A | 270 | Acquired | 2021-06-21 | LiLAC Class C (270.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $20.59 | A | 129 | Acquired | 2021-06-21 | LiLAC Class C (129.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $23.87 | A | 247 | Acquired | 2022-06-19 | LiLAC Class C (247.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $23.2 | A | 511 | Acquired | 2022-06-19 | LiLAC Class C (511.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $33.58 | A | 1245 | Acquired | 2020-06-28 | LiLAC Class C (1245.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $36.16 | A | 575 | Acquired | 2020-06-28 | LiLAC Class C (575.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $41.47 | A | 1419 | Acquired | 2021-06-26 | LiLAC Class C (1419.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $51.95 | A | 1066 | Acquired | 2022-06-25 | LiLAC Class C (1066.0) | Direct |
| 2016-07-01 | LiLAC Share Option C (right to buy) | $37.18 | A | 1457 | Acquired | 2023-06-16 | LiLAC Class C (1457.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| LiLAC Class C | 66435 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Liberty Global Share Option C (right to buy) | $10.51 | 2020-06-17 | Liberty Global Class C (2940.0) | 2940 | Direct |
| Liberty Global Share Option C (right to buy) | $10.57 | 2020-06-17 | Liberty Global Class C (5873.0) | 5873 | Direct |
| Liberty Global Share Option C (right to buy) | $26.77 | 2020-06-28 | Liberty Global Class C (9985.0) | 9985 | Direct |
| Liberty Global Share Option C (right to buy) | $28.82 | 2020-06-28 | Liberty Global Class C (4614.0) | 4614 | Direct |
| Liberty Global Share Option C (right to buy) | $15.85 | 2021-06-21 | Liberty Global Class C (2166.0) | 2166 | Direct |
| Liberty Global Share Option C (right to buy) | $16.42 | 2021-06-21 | Liberty Global Class C (1041.0) | 1041 | Direct |
| Liberty Global Share Option C (right to buy) | $33.06 | 2021-06-26 | Liberty Global Class C (11379.0) | 11379 | Direct |
| Liberty Global Share Option C (right to buy) | $18.49 | 2022-06-19 | Liberty Global Class C (4098.0) | 4098 | Direct |
| Liberty Global Share Option C (right to buy) | $19.03 | 2022-06-19 | Liberty Global Class C (1981.0) | 1981 | Direct |
| Liberty Global Share Option C (right to buy) | $41.41 | 2022-06-25 | Liberty Global Class C (8548.0) | 8548 | Direct |
| Liberty Global Share Option C (right to buy) | $29.64 | 2023-06-16 | Liberty Global Class C (11680.0) | 11680 | Direct |
Footnotes
F1: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.
F2: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award.
F3: The option is immediately exercisable.
F4: The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F5: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F6: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F7: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, an adjustment to the exercise price or base price, as applicable, was made to all Liberty Global Group equity awards previously reported. All other terms of the Liberty Global Group awards are, in all material respects, the same as those of the corresponding original award.