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Liberty Global Ltd. — Director's Dealing 2016
Nov 9, 2016
31176_dirs_2016-11-09_684fc1b5-0d89-431c-8efc-295a6fb9bb28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-11-08
Reporting Person: DVORAK BERNARD G (EVP & Co-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | LiLAC Class C | M | 3108 | $12.37 | Acquired | 49150 | Direct |
| 2016-11-08 | LiLAC Class C | M | 15516 | $13.40 | Acquired | 64666 | Direct |
| 2016-11-08 | LiLAC Class C | M | 6217 | $12.26 | Acquired | 70883 | Direct |
| 2016-11-08 | LiLAC Class C | M | 7756 | $13.52 | Acquired | 78639 | Direct |
| 2016-11-08 | LiLAC Class C | F | 26501 | $20.18 | Disposed | 52138 | Direct |
| 2016-11-08 | LiLAC Class C | M | 888 | $12.37 | Acquired | 19800 | Indirect |
| 2016-11-08 | LiLAC Class C | M | 1776 | $12.26 | Acquired | 21576 | Indirect |
| 2016-11-08 | LiLAC Class C | M | 2216 | $13.52 | Acquired | 23792 | Indirect |
| 2016-11-08 | LiLAC Class C | M | 4433 | $13.40 | Acquired | 28225 | Indirect |
| 2016-11-08 | LiLAC Class C | F | 7573 | $20.18 | Disposed | 20652 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-08 | LiLAC Share Appreciation Rights C | $12.37 | M | 3108 | Disposed | 2017-05-01 | LiLAC Class C (3108.0) | Direct |
| 2016-11-08 | LiLAC Share Appreciation Rights C | $13.4 | M | 15516 | Disposed | 2017-05-01 | LiLAC Class C (15516.0) | Direct |
| 2016-11-08 | LiLAC Share Appreciation Rights C | $12.26 | M | 6217 | Disposed | 2017-05-01 | LiLAC Class C (6217.0) | Direct |
| 2016-11-08 | LiLAC Share Appreciation Rights C | $13.52 | M | 7756 | Disposed | 2017-05-01 | LiLAC Class C (7756.0) | Direct |
| 2016-11-08 | LiLAC Share Appreciation Rights C | $12.37 | M | 888 | Disposed | 2017-05-01 | LiLAC Class C (888.0) | Indirect |
| 2016-11-08 | LiLAC Share Appreciation Rights C | $12.26 | M | 1776 | Disposed | 2017-05-01 | LiLAC Class C (1776.0) | Indirect |
| 2016-11-08 | LiLAC Share Appreciation Rights C | $13.52 | M | 2216 | Disposed | 2017-05-01 | LiLAC Class C (2216.0) | Indirect |
| 2016-11-08 | LiLAC Share Appreciation Rights C | $13.4 | M | 4433 | Disposed | 2017-05-01 | LiLAC Class C (4433.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| LiLAC Class C | 1977 | Indirect |
| LiLAC Class C | 2505 | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2: The SARs are immediately exercisable.
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