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Liberty Global Ltd. Director's Dealing 2016

Oct 4, 2016

31176_dirs_2016-10-04_0ddf5a18-d96d-45c6-b716-4fc26b7ad1b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-10-01

Reporting Person: HALL BRYAN H (EVP, Gen Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-01 Liberty Global Class A M 10814 Acquired 35014 Direct
2016-10-01 Liberty Global Class A F 5133 $34.18 Disposed 29881 Direct
2016-10-01 Liberty Global Class C M 21625 Acquired 109462 Direct
2016-10-01 Liberty Global Class C F 10264 $33.04 Disposed 99198 Direct
2016-10-01 LiLAC Class A M 1890 Acquired 6299 Direct
2016-10-01 LiLAC Class A F 882 $27.59 Disposed 5417 Direct
2016-10-01 LiLAC Class C M 3779 Acquired 19291 Direct
2016-10-01 LiLAC Class C F 1762 $28.05 Disposed 17529 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-01 Liberty Global Restricted Share Units A $ M 10814 Disposed Liberty Global Class A (10814.0) Direct
2016-10-01 Liberty Global Restricted Share Units C $ M 21625 Disposed Liberty Global Class C (21625.0) Direct
2016-10-01 LiLAC Restricted Share Units A $ M 541 Disposed LiLAC Class A (541.0) Direct
2016-10-01 LiLAC Restricted Share Units C $ M 1081 Disposed LiLAC Class C (1081.0) Direct
2016-07-01 LiLAC Restricted Share Units A $ A 1349 Acquired LiLAC Class A (1349.0) Direct
2016-10-01 LiLAC Restricted Share Units A $ M 1349 Disposed LiLAC Class A (1349.0) Direct
2016-07-01 LiLAC Restricted Share Units C $ A 2698 Acquired LiLAC Class C (2698.0) Direct
2016-10-01 LiLAC Restricted Share Units C $ M 2698 Disposed LiLAC Class C (2698.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Liberty Global Class C 2234 Indirect
LiLAC Class C 345 Indirect

Footnotes

F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.

F3: The Reporting Person received 295 shares of Issuer's Liberty Global Class C ordinary shares as of June 30, 2016, and pursuant to the LiLAC Distribution, he received 258 shares of Issuer's LiLAC Group Class C ordinary shares, each contributed by Issuer under its 401(k) Plan.

F4: The Restricted Share Units vest on October 1, 2016.

F5: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received equity awards relating to LiLAC Group Class A ordinary shares and LiLAC Group Class C ordinary shares (each a "LiLAC Award") based on the corresponding class of Liberty Global Group equity awards. The terms of the LiLAC Award are, in all material respects, the same as those of the corresponding original Liberty Global Group award.