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Liberty Global Ltd. — Director's Dealing 2015
Sep 3, 2015
31176_dirs_2015-09-03_caeaf4d1-547a-45e2-b330-65ed85b2701e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-09-01
Reporting Person: MALONE JOHN C (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-01 | Liberty Global Class C | S | 62000 | $43.7667 | Disposed | 4404195 | Direct |
| 2015-09-01 | Liberty Global Class C | S | 4000 | $44.3345 | Disposed | 4400195 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class C | 7357225 | Indirect |
| Liberty Global Class C | 680041 | Indirect |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2014.
F2: The price reflects a weighted average of sales made at prices ranging from $43.27 to $44.26. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The price reflects a weighted average of sales made at prices ranging from $44.27 to $44.45. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.
F5: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.