AI assistant
Liberty Global Ltd. — Director's Dealing 2015
Apr 2, 2015
31176_dirs_2015-04-02_5103ad88-e16c-4b78-8ac9-64c53ac7cafd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-03-31
Reporting Person: DVORAK BERNARD G (EVP & Co-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-31 | Class A Ordinary Shares | M | 9700 | — | Acquired | 13916 | Direct |
| 2015-03-31 | Class A Ordinary Shares | F | 3422 | $51.47 | Disposed | 10494 | Direct |
| 2015-03-31 | Class C Ordinary Shares | M | 29101 | — | Acquired | 235012 | Direct |
| 2015-03-31 | Class C Ordinary Shares | F | 13560 | $49.81 | Disposed | 221452 | Direct |
| 2015-03-31 | Class A Ordinary Shares | M | 2772 | — | Acquired | 4305 | Indirect |
| 2015-03-31 | Class A Ordinary Shares | F | 887 | $51.47 | Disposed | 3418 | Indirect |
| 2015-03-31 | Class C Ordinary Shares | M | 8315 | — | Acquired | 93933 | Indirect |
| 2015-03-31 | Class C Ordinary Shares | F | 2661 | $49.81 | Disposed | 91272 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-31 | Restricted Share Units A | $ | M | 9700 | Disposed | Class A Ordinary Shares (9700) | Direct | |
| 2015-03-31 | Restricted Share Units C | $ | M | 29101 | Disposed | Class C Ordinary Shares (29101) | Direct | |
| 2015-03-31 | Restricted Share Units A | $ | M | 2772 | Disposed | Class A Ordinary Shares (2772) | Indirect | |
| 2015-03-31 | Restricted Share Units C | $ | M | 8315 | Disposed | Class C Ordinary Shares (8315) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 510 | Indirect |
| Class A Ordinary Shares | 1551 | Indirect |
| Class C Ordinary Shares | 11005 | Indirect |
| Class C Ordinary Shares | 14076 | Indirect |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: The Reporting Person received 125 shares contributed by Issuer under its 401(k) Plan as of March 31, 2015.
F4: The Reporting Person's spouse received 142 shares contributed by Issuer under its 401(k) Plan as of March 31, 2015.
F5: The Restricted Share Units vest in two equal semi-annual installments on March 31, 2015 and September 30, 2015.