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Liberty Global Ltd. Director's Dealing 2015

May 21, 2015

31176_dirs_2015-05-21_460300b4-3bc4-486c-8feb-b6088afc141f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-05-19

Reporting Person: MALONE JOHN C (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-05-19 Class A Ordinary Shares M 27323 $17.98 Acquired 979500 Direct
2015-05-19 Class A Ordinary Shares M 22141 $23.37 Acquired 1001641 Direct
2015-05-19 Class A Ordinary Shares M 24104 $25.12 Acquired 1025745 Direct
2015-05-19 Class A Ordinary Shares M 12129 $37.23 Acquired 1037874 Direct
2015-05-19 Class A Ordinary Shares M 9900 $40.91 Acquired 1047774 Direct
2015-05-19 Class C Ordinary Shares M 27323 $17.80 Acquired 4691518 Direct
2015-05-19 Class C Ordinary Shares M 57638 $16.97 Acquired 4749156 Direct
2015-05-19 Class C Ordinary Shares M 22141 $23.13 Acquired 4771297 Direct
2015-05-19 Class C Ordinary Shares M 46388 $22.20 Acquired 4817685 Direct
2015-05-19 Class C Ordinary Shares M 24104 $24.87 Acquired 4841789 Direct
2015-05-19 Class C Ordinary Shares M 49998 $24.10 Acquired 4891787 Direct
2015-05-19 Class C Ordinary Shares M 12129 $36.85 Acquired 4903916 Direct
2015-05-19 Class C Ordinary Shares M 26112 $34.41 Acquired 4930028 Direct
2015-05-19 Class C Ordinary Shares M 19800 $39.09 Acquired 4949828 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-05-19 Stock Option A (right to buy) $17.98 M 27323 Disposed 2020-12-16 Class A Ordinary Shares (27323) Direct
2015-05-19 Stock Option A (right to buy) $23.37 M 22141 Disposed 2021-05-01 Class A Ordinary Shares (22141) Direct
2015-05-19 Stock Option A (right to buy) $25.12 M 24104 Disposed 2022-05-01 Class A Ordinary Shares (24104) Direct
2015-05-19 Stock Option A (right to buy) $37.23 M 12129 Disposed 2023-05-01 Class A Ordinary Shares (12129) Direct
2015-05-19 Stock Option A (right to buy) $40.91 M 9900 Disposed 2021-05-01 Class A Ordinary Shares (9900) Direct
2015-05-19 Stock Option C (right to buy) $17.80 M 27323 Disposed 2020-12-16 Class C Ordinary Shares (27323) Direct
2015-05-19 Stock Option C (right to buy) $16.97 M 57638 Disposed 2020-12-16 Class C Ordinary Shares (57638) Direct
2015-05-19 Stock Option C (right to buy) $23.13 M 22141 Disposed 2021-05-01 Class C Ordinary Shares (22141) Direct
2015-05-19 Stock Option C (right to buy) $22.20 M 46388 Disposed 2021-05-01 Class C Ordinary Shares (46388) Direct
2015-05-19 Stock Option C (right to buy) $24.87 M 24104 Disposed 2022-05-01 Class C Ordinary Shares (24104) Direct
2015-05-19 Stock Option C (right to buy) $24.10 M 49998 Disposed 2022-05-01 Class C Ordinary Shares (49998) Direct
2015-05-19 Stock Option C (right to buy) $36.85 M 12129 Disposed 2023-05-01 Class C Ordinary Shares (12129) Direct
2015-05-19 Stock Option C (right to buy) $34.41 M 26112 Disposed 2023-05-01 Class C Ordinary Shares (26112) Direct
2015-05-19 Stock Option C (right to buy) $39.09 M 19800 Disposed 2021-05-01 Class C Ordinary Shares (19800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Ordinary Shares 90303 Indirect
Class C Ordinary Shares 7597225 Indirect
Class C Ordinary Shares 680041 Indirect

Footnotes

F1: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 27,323 shares at an exercise price of $35.78 per share was adjusted to reflect the dividend.

F2: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 22,141 shares at an exercise price of $46.50 per share was adjusted to reflect the dividend.

F3: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 24,104 shares at an exercise price of $49.99 per share was adjusted to reflect the dividend.

F4: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 18,194 shares at an exercise price of $74.08 per share was adjusted to reflect the dividend.

F5: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.

F6: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 28,819 shares at an exercise price of $33.93 per share was adjusted to reflect the dividend.

F7: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 23,194 shares at an exercise price of $44.39 per share was adjusted to reflect the dividend.

F8: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 24,999 shares at an exercise price of $48.20 per share was adjusted to reflect the dividend.

F9: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 19,584 shares at an exercise price of $68.82 per share was adjusted to reflect the dividend.

F10: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F11: Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.

F12: The option is immediately exercisable.

F13: The option vests in three equal annual installments commencing on May 1, 2014.

F14: The option vests in three equal annual installments commencing on May 1, 2015.