Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Liberty Global Ltd. Director's Dealing 2015

Jun 4, 2015

31176_dirs_2015-06-04_5c8937ea-5e32-4d6e-88c1-ab5141aff50f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-06-02

Reporting Person: COLE ANDREW (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-02 Class A Ordinary Shares M 16492 $17.08 Acquired 18976 Direct
2015-06-02 Class C Ordinary Shares M 16492 $16.91 Acquired 22034 Direct
2015-06-02 Class C Ordinary Shares M 24616 $15.00 Acquired 46650 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-02 Stock Option A (right to buy) $17.08 M 16492 Disposed 2022-06-11 Class A Ordinary Shares (16492) Direct
2015-06-02 Stock Option C (right to buy) $16.91 M 16492 Disposed 2022-06-11 Class C Ordinary Shares (16492) Direct
2015-06-02 Stock Option C (right to buy) $15.00 M 24616 Disposed 2022-06-11 Class C Ordinary Shares (24616) Direct

Footnotes

F1: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 16,492 shares at an exercise price of $33.99 per share was adjusted to reflect the dividend.

F2: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.

F3: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 12,308 shares at an exercise price of $29.99 per share was adjusted to reflect the dividend.

F4: The option is immediately exercisable.