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Liberty Global Ltd. — Director's Dealing 2015
Jun 4, 2015
31176_dirs_2015-06-04_5c8937ea-5e32-4d6e-88c1-ab5141aff50f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-06-02
Reporting Person: COLE ANDREW (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-02 | Class A Ordinary Shares | M | 16492 | $17.08 | Acquired | 18976 | Direct |
| 2015-06-02 | Class C Ordinary Shares | M | 16492 | $16.91 | Acquired | 22034 | Direct |
| 2015-06-02 | Class C Ordinary Shares | M | 24616 | $15.00 | Acquired | 46650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-02 | Stock Option A (right to buy) | $17.08 | M | 16492 | Disposed | 2022-06-11 | Class A Ordinary Shares (16492) | Direct |
| 2015-06-02 | Stock Option C (right to buy) | $16.91 | M | 16492 | Disposed | 2022-06-11 | Class C Ordinary Shares (16492) | Direct |
| 2015-06-02 | Stock Option C (right to buy) | $15.00 | M | 24616 | Disposed | 2022-06-11 | Class C Ordinary Shares (24616) | Direct |
Footnotes
F1: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 16,492 shares at an exercise price of $33.99 per share was adjusted to reflect the dividend.
F2: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
F3: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 12,308 shares at an exercise price of $29.99 per share was adjusted to reflect the dividend.
F4: The option is immediately exercisable.