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Liberty Global Ltd. — Director's Dealing 2015
Oct 2, 2015
31176_dirs_2015-10-02_532ba5d1-9645-4426-9209-d6ee237705aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-09-30
Reporting Person: FRIES MICHAEL T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-30 | Liberty Global Class A | M | 16629 | — | Acquired | 391811 | Direct |
| 2015-09-30 | Liberty Global Class A | F | 7747 | $42.94 | Disposed | 384064 | Direct |
| 2015-09-30 | Liberty Global Class C | M | 49887 | — | Acquired | 1035918 | Direct |
| 2015-09-30 | Liberty Global Class C | F | 23241 | $41.02 | Disposed | 1012677 | Direct |
| 2015-09-30 | LiLAC Class A | M | 831 | — | Acquired | 19589 | Direct |
| 2015-09-30 | LiLAC Class A | F | 388 | $33.69 | Disposed | 19201 | Direct |
| 2015-09-30 | LiLAC Class C | M | 2493 | — | Acquired | 51794 | Direct |
| 2015-09-30 | LiLAC Class C | F | 1164 | $34.24 | Disposed | 50630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-30 | Liberty Global Restricted Share Units A | $ | M | 16629 | Disposed | Liberty Global Class A (16629) | Direct | |
| 2015-09-30 | Liberty Global Restricted Share Units C | $ | M | 49887 | Disposed | Liberty Global Class C (49887) | Direct | |
| 2015-09-30 | LiLAC Restricted Share Units A | $ | M | 831 | Disposed | LiLAC Class A (831) | Direct | |
| 2015-09-30 | LiLAC Restricted Share Units C | $ | M | 2493 | Disposed | LiLAC Class C (2493) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class A | 1977 | Indirect |
| Liberty Global Class C | 13063 | Indirect |
| LiLAC Class A | 98 | Indirect |
| LiLAC Class C | 653 | Indirect |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
F2: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer's Latin America and Caribbean (LiLAC) ordinary share for every twenty shares of that Class of Issuer's ordinary shares held by such holder as of the distribution record date. As a result, the Reporting Person received LiLAC Class A ordinary shares and LiLAC Class C ordinary shares.
F3: The Restricted Share Units vest in two equal semi-annual installments on March 31, 2015 and September 30, 2015.
F4: The Restricted Share Units vest on September 30, 2015.