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Liberty Global Ltd. — Director's Dealing 2015
Jun 29, 2015
31176_dirs_2015-06-29_f48a8832-0838-4bb5-a5a0-160034b4352d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-06-25
Reporting Person: SPARKMAN J C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-25 | Class A Ordinary Shares | M | 736 | — | Acquired | 19066 | Direct |
| 2015-06-25 | Class C Ordinary Shares | M | 1472 | — | Acquired | 47412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-25 | Stock Option A (right to buy) | $56.21 | A | 2054 | Acquired | 2022-06-25 | Class A Ordinary Shares (2054) | Direct |
| 2015-06-25 | Stock Option C (right to buy) | $52.92 | A | 4107 | Acquired | 2022-06-25 | Class C Ordinary Shares (4107) | Direct |
| 2015-06-25 | Restricted Share Units A | $ | A | 579 | Acquired | Class A Ordinary Shares (579) | Direct | |
| 2015-06-25 | Restricted Share Units C | $ | A | 1158 | Acquired | Class C Ordinary Shares (1158) | Direct | |
| 2015-06-25 | Restricted Share Units A | $ | M | 736 | Disposed | Class A Ordinary Shares (736) | Direct | |
| 2015-06-25 | Restricted Share Units C | $ | M | 1472 | Disposed | Class C Ordinary Shares (1472) | Direct |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F3: The Restricted Share Units will vest in full on the date of the Issuer's 2016 annual general meeting of shareholders.
F4: The Restricted Share Units will vest in full on the date of the Issuer's 2015 annual general meeting of shareholders.