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Liberty Global Ltd. Director's Dealing 2015

May 21, 2015

31176_dirs_2015-05-21_dbd862f5-912a-46de-a356-aac31ba34925.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-05-20

Reporting Person: COLE JOHN P JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-05-20 Class A Ordinary Shares M 10000 $11.66 Acquired 20135 Direct
2015-05-20 Class A Ordinary Shares S 10000 $54.2346 Disposed 10135 Direct
2015-05-20 Class C Ordinary Shares M 10000 $11.55 Acquired 38767 Direct
2015-05-20 Class C Ordinary Shares M 20000 $10.99 Acquired 58767 Direct
2015-05-20 Class C Ordinary Shares S 10000 $51.5005 Disposed 48767 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-05-20 Stock Option A (right to buy) $11.66 M 10000 Disposed 2015-06-15 Class A Ordinary Shares (10000) Direct
2015-05-20 Stock Option C (right to buy) $11.55 M 10000 Disposed 2015-06-15 Class C Ordinary Shares (10000) Direct
2015-05-20 Stock Option C (right to buy) $10.99 M 20000 Disposed 2015-06-15 Class C Ordinary Shares (20000) Direct

Footnotes

F1: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 10,000 shares at an exercise price of $23.21 per share was adjusted to reflect the dividend.

F2: The price reflects a weighted average of sales made at prices ranging from $54.23 to $54.24. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F3: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.

F4: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 10,000 shares at an exercise price of $21.98 per share was adjusted to reflect the dividend.

F5: The price reflects a weighted average of sales made at prices ranging from $51.49 to $51.51. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F6: The option is immediately exercisable.