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Liberty Global Ltd. — Director's Dealing 2015
Apr 2, 2015
31176_dirs_2015-04-02_49d05464-ce44-4169-b723-7a9185976b9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-03-31
Reporting Person: GOULD PAUL A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-31 | Class A Ordinary Shares | A | 31 | $51.47 | Acquired | 200791 | Direct |
| 2015-03-31 | Class C Ordinary Shares | A | 62 | $49.81 | Acquired | 921339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-31 | Class A Stock Fund Units | $ | A | 176 | Acquired | Class A Ordinary Shares (176) | Direct | |
| 2015-03-31 | Class C Stock Fund Units | $ | A | 351 | Acquired | Class C Ordinary Shares (351) | Direct |
Footnotes
F1: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the portion of the fees paid in shares to the Reporting Person for his services as a director. The number of shares was determined after the stock fund units were determined using the closing market price of the applicable class of ordinary shares on March 31, 2015.
F2: The stock fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The stock fund units confer no voting or other rights of stock ownership. The stock fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan.
F3: The stock fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of stock fund units acquired is based on the closing prices of the Class A and Class C ordinary shares on March 31, 2015, with the value of any fractional shares deferred in cash.