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Liberty Global Ltd. — Director's Dealing 2015
Oct 2, 2015
31176_dirs_2015-10-02_e3f6dc91-725c-49ee-bf5b-00d65d102dc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-09-30
Reporting Person: WARGO J DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-30 | Liberty Global Class A | A | 30 | $42.94 | Acquired | 15466 | Direct |
| 2015-09-30 | Liberty Global Class C | A | 60 | $41.02 | Acquired | 46708 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-30 | Class A Share Fund Units | $ | A | 170 | Acquired | Liberty Global Class A (170) | Direct | |
| 2015-09-30 | Class C Share Fund Units | $ | A | 340 | Acquired | Liberty Global Class C (340) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class C | 32 | Indirect |
Footnotes
F1: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2015.
F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Deferred Compensation Plan.
F4: The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Class A and Class C ordinary shares on September 30, 2015, with the value of any fractional shares deferred in cash.