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Liberty Global Ltd. — Director's Dealing 2015
Jan 5, 2015
31176_dirs_2015-01-05_b0f27adb-a2b5-4062-b098-d5a8f3b4f14d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2014-12-31
Reporting Person: Green Richard R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-31 | Class A Ordinary Shares | A | 170 | $50.205 | Acquired | 5258 | Direct |
| 2014-12-31 | Class C Ordinary Shares | A | 340 | $48.31 | Acquired | 12088 | Direct |
| 2015-01-01 | Class A Ordinary Shares | M | 149 | $50.205 | Acquired | 5407 | Direct |
| 2015-01-01 | Class C Ordinary Shares | M | 446 | $48.31 | Acquired | 12534 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-01 | Restricted Share Units A | $0 | M | 149 | Disposed | Class A Ordinary Shares (149) | Direct | |
| 2015-01-01 | Restricted Share Units C | $0 | M | 446 | Disposed | Class C Ordinary Shares (446) | Direct |
Footnotes
F1: Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on December 31, 2014.
F2: Each stock fund unit represents the economic equivalent of one share of Series A or Series C common stock, as the case may be. The stock fund units confer no voting or other rights of stock ownership. The stock fund units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events.
F3: On March 3, 2014, the Issuer distributed shares of its Class C ordinary shares as a dividend at a rate of one Class C ordinary share for every share of Issuer's ordinary shares outstanding as of February 14, 2014. As a result, the number of Class C ordinary shares has been adjusted for the dividend.