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Liberty Global Ltd. Director's Dealing 2015

Jul 29, 2015

31176_dirs_2015-07-29_12708254-1ea7-4d46-8bc6-78468a322bad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-07-09

Reporting Person: COLE ANDREW (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-07-09 LiLAC Share Option A (right to buy) $31.65 A 231 Acquired 2020-06-28 LiLAC Class A (231) Direct
2015-07-09 LiLAC Share Option A (right to buy) $48.17 A 215 Acquired 2022-06-25 LiLAC Class A (215) Direct
2015-07-09 LiLAC Share Option A (right to buy) $37.31 A 285 Acquired 2021-06-26 LiLAC Class A (285) Direct
2015-07-09 LiLAC Share Option C (right to buy) $37.95 A 568 Acquired 2021-06-26 LiLAC Class C (568) Direct
2015-07-09 LiLAC Share Option C (right to buy) $47.89 A 426 Acquired 2022-06-25 LiLAC Class C (426) Direct
2015-07-09 LiLAC Share Option C (right to buy) $30.72 A 499 Acquired 2020-06-28 LiLAC Class C (499) Direct
2015-07-09 LiLAC Share Option C (right to buy) $33.08 A 230 Acquired 2020-06-28 LiLAC Class C (230) Direct
2015-07-09 Share Option A (right to buy) $33.60 J 4634 Acquired 2020-06-28 Liberty Global Class A (4634) Direct
2015-07-09 Share Option A (right to buy) $39.60 J 5716 Acquired 2021-06-26 Liberty Global Class A (5716) Direct
2015-07-09 Share Option A (right to buy) $51.13 J 4303 Acquired 2022-06-25 Liberty Global Class A (4303) Direct
2015-07-09 Share Option C (right to buy) $33.33 J 4614 Acquired 2020-06-28 Liberty Global Class C (4614) Direct
2015-07-09 Share Option C (right to buy) $30.95 J 9985 Acquired 2020-06-28 Liberty Global Class C (9985) Direct
2015-07-09 Share Option C (right to buy) $38.23 J 11379 Acquired 2021-06-26 Liberty Global Class C (11379) Direct
2015-07-09 Share Option C (right to buy) $48.24 J 8548 Acquired 2022-06-25 Liberty Global Class C (8548) Direct

Footnotes

F1: On March 3, 2014, the Issuer distributed its Class C ordinary shares as a dividend to each holder of its ordinary shares at a rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014 (the Class C Dividend). As a result of the Class C Dividend, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, all outstanding Class A options previously reported by the Reporting Person were adjusted by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares and all outstanding Class C options previously reported by the Reporting Person were adjusted by doubling the number of shares and reducing by half the exercise price. All other terms of the additional or adjusted Class C options are, in all material respects, the same as those of the corresponding original options.

F2: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award.

F3: The option vests in three equal annual installments commencing on the date of the Issuer's 2014 annual meeting of shareholders and on the date of each annual meeting of stockholders thereafter.

F4: The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

F5: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.