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Liberty Global Ltd. — Director's Dealing 2015
Jul 29, 2015
31176_dirs_2015-07-29_c94f1a95-0b35-4a81-acdd-685b75999f61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2015-07-09
Reporting Person: RAPLEY DAVID E (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-09 | Share Option A (right to buy) | $6.82 | J | 3500 | Acquired | 2019-06-17 | Liberty Global Class A (3500) | Direct |
| 2015-07-09 | Share Option A (right to buy) | $12.23 | J | 983 | Acquired | 2020-06-17 | Liberty Global Class A (983) | Direct |
| 2015-07-09 | Share Option A (right to buy) | $19.13 | J | 1045 | Acquired | 2021-06-21 | Liberty Global Class A (1045) | Direct |
| 2015-07-09 | Share Option A (right to buy) | $22.17 | J | 1989 | Acquired | 2022-06-19 | Liberty Global Class A (1989) | Direct |
| 2015-07-09 | Share Option A (right to buy) | $33.60 | J | 4634 | Acquired | 2020-06-28 | Liberty Global Class A (4634) | Direct |
| 2015-07-09 | Share Option A (right to buy) | $39.60 | J | 2858 | Acquired | 2021-06-26 | Liberty Global Class A (2858) | Direct |
| 2015-07-09 | Share Option A (right to buy) | $51.13 | J | 2152 | Acquired | 2022-06-25 | Liberty Global Class A (2152) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $6.77 | J | 3484 | Acquired | 2019-06-17 | Liberty Global Class C (3484) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $6.76 | J | 6968 | Acquired | 2019-06-17 | Liberty Global Class C (6968) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $12.15 | J | 979 | Acquired | 2020-06-17 | Liberty Global Class C (979) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $12.22 | J | 1957 | Acquired | 2020-06-17 | Liberty Global Class C (1957) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $18.98 | J | 1041 | Acquired | 2021-06-21 | Liberty Global Class C (1041) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $18.33 | J | 2166 | Acquired | 2021-06-21 | Liberty Global Class C (2166) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $22.00 | J | 1981 | Acquired | 2022-06-19 | Liberty Global Class C (1981) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $21.38 | J | 4098 | Acquired | 2022-06-19 | Liberty Global Class C (4098) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $33.33 | J | 4614 | Acquired | 2020-06-28 | Liberty Global Class C (4614) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $30.95 | J | 9985 | Acquired | 2020-06-28 | Liberty Global Class C (9985) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $38.23 | J | 5690 | Acquired | 2021-06-26 | Liberty Global Class C (5690) | Direct |
| 2015-07-09 | Share Option C (right to buy) | $48.24 | J | 4274 | Acquired | 2022-06-25 | Liberty Global Class C (4274) | Direct |
Footnotes
F1: On March 3, 2014, the Issuer distributed its Class C ordinary shares as a dividend to each holder of its ordinary shares at a rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014 (the Class C Dividend). As a result of the Class C Dividend, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, all outstanding Class A options previously reported by the Reporting Person were adjusted by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares and all outstanding Class C options previously reported by the Reporting Person were adjusted by doubling the number of shares and reducing by half the exercise price. All other terms of the additional or adjusted Class C options are, in all material respects, the same as those of the corresponding original options.
F2: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer Latin America and Caribbean ordinary share ("LiLAC shares") for every twenty shares of that Class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, all equity awards previously reported were adjusted by an adjustment to the exercise price or base price, as applicable, and number of shares relating to the original award and the Reporting Person received an equity award relating to shares of the corresponding class of LiLAC shares (a "LiLAC Award"). All other terms of the awards and the terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original award.
F3: The option is immediately exercisable.
F4: The option vests in three equal annual installments commencing on the date of the Issuer's 2014 annual meeting of shareholders and on the date of each annual meeting of stockholders thereafter.
F5: The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F6: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.