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Liberty Global Ltd. — Director's Dealing 2014
Apr 2, 2014
31176_dirs_2014-04-02_440f15f3-c6bd-4611-8f5e-6bd57c0b633c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2014-03-31
Reporting Person: FRIES MICHAEL T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-31 | Class A Ordinary Shares | M | 9020 | — | Acquired | 637061 | Direct |
| 2014-03-31 | Class A Ordinary Shares | F | 4202 | $41.60 | Disposed | 632859 | Direct |
| 2014-03-31 | Class C Ordinary Shares | M | 27060 | — | Acquired | 1931071 | Direct |
| 2014-03-31 | Class C Ordinary Shares | F | 12606 | $40.71 | Disposed | 1918465 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-31 | Restricted Share Units A | $ | M | 9020 | Disposed | Class A Ordinary Shares (9020) | Direct | |
| 2014-03-31 | Restricted Share Units C | $ | M | 27060 | Disposed | Class C Ordinary Shares (27060) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 1977 | Indirect |
| Class C Ordinary Shares | 13063 | Indirect |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: On March 3, 2014, the Issuer distributed shares of its Series C ordinary shares as a dividend at a rate of one Series C ordinary share for every share of Issuer's ordinary shares outstanding as of February 14, 2014. As a result, the number of the Reporting Person's Series C ordinary shares has been adjusted for the dividend.
F3: The Restricted Share Units vest in two equal semi-annual installments on March 31, 2014 and September 30, 2014.
F4: Since the date of the Reporting Person's last ownership report, he has transferred 50% of these Restricted Share Units to his ex-spouse pursuant to a qualified domestic relations order.