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Liberty Global Ltd. — Director's Dealing 2014
Mar 3, 2014
31176_dirs_2014-03-03_71043894-bead-446c-a4ad-b48dabd7879d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2014-02-28
Reporting Person: DICK JOHN W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Class A Ordinary Shares | M | 11150 | $20.55 | Acquired | 26385 | Direct |
| 2014-02-28 | Class C Ordinary Shares | M | 10450 | $19.45 | Acquired | 23275 | Direct |
| 2014-02-28 | Class A Ordinary Shares | S | 11150 | $87.3033 | Disposed | 15235 | Direct |
| 2014-02-28 | Class C Ordinary Shares | S | 10450 | $85.6093 | Disposed | 12825 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Stock Option A (right to buy) | $20.55 | M | 11150 | Disposed | 2014-03-11 | Class A Ordinary Shares (11150) | Direct |
| 2014-02-28 | Stock Option C (right to buy) | $19.45 | M | 10450 | Disposed | 2014-03-11 | Class C Ordinary Shares (10450) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $87.28 to $87.33. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $85.57 to $85.68. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The option is immediately exercisable.