AI assistant
Liberty Global Ltd. — Director's Dealing 2014
Nov 12, 2014
31176_dirs_2014-11-12_5ac1e26d-0dc8-4d2e-b617-229fac9685ee.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2014-11-10
Reporting Person: BRACKEN CHARLES H R (EVP & Co-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-10 | Class A Ordinary Shares | S | 4183 | $45.3251 | Disposed | 0 | Direct |
| 2014-11-10 | Class C Ordinary Shares | S | 12549 | $44.1057 | Disposed | 0 | Direct |
| 2014-11-10 | Class A Ordinary Shares | M | 36151 | $45.74 | Acquired | 36151 | Direct |
| 2014-11-10 | Class C Ordinary Shares | M | 72302 | $44.28 | Acquired | 72302 | Direct |
| 2014-11-10 | Class C Ordinary Shares | M | 36151 | $44.28 | Acquired | 108453 | Direct |
| 2014-11-10 | Class A Ordinary Shares | F | 22776 | $45.74 | Disposed | 13375 | Direct |
| 2014-11-10 | Class C Ordinary Shares | F | 68607 | $44.28 | Disposed | 39846 | Direct |
| 2014-11-11 | Class A Ordinary Shares | S | 13375 | $45.6771 | Disposed | 0 | Direct |
| 2014-11-11 | Class C Ordinary Shares | S | 39846 | $44.1576 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | Stock Appreciation Rights A | $13.81 | M | 36151 | Disposed | 2017-05-01 | Class A Ordinary Shares (36151) | Direct |
| 2014-11-10 | Stock Appreciation Rights C | $13.54 | M | 72302 | Disposed | 2017-05-01 | Class C Ordinary Shares (72302) | Direct |
| 2014-11-10 | Stock Appreciation Rights C | $13.67 | M | 36151 | Disposed | 2017-05-01 | Class C Ordinary Shares (36151) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $45.321 to $45.327. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange COmmission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $44.091 to $44.138. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The price reflects a weighted average of sales made at prices ranging from $45.661 to $45.694. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4: The price reflects a weighted average of sales made at prices ranging from $44.04 to $44.373. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F5: The SARs are immediately exercisable.