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Liberty Global Ltd. — Director's Dealing 2014
Oct 2, 2014
31176_dirs_2014-10-02_d4ce6de5-8e7e-4a5d-a680-e823088cda1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2014-09-30
Reporting Person: Nair Balan (EVP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-30 | Class A Ordinary Shares | M | 7893 | — | Acquired | 89630 | Direct |
| 2014-09-30 | Class A Ordinary Shares | F | 3677 | $42.54 | Disposed | 85953 | Direct |
| 2014-09-30 | Class C Ordinary Shares | M | 23679 | — | Acquired | 294800 | Direct |
| 2014-09-30 | Class C Ordinary Shares | F | 11031 | $41.015 | Disposed | 283769 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-30 | Restricted Share Units A | $ | M | 7893 | Disposed | Class A Ordinary Shares (7893) | Direct | |
| 2014-09-30 | Restricted Share Units C | $ | M | 23679 | Disposed | Class C Ordinary Shares (23679) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Ordinary Shares | 6029 | Indirect |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The Reporting Person received 208 shares contributed by Issuer under its 401(k) Plan as of September 30, 2014.
F3: The Restricted Share Units vest in two equal semi-annual installments on March 31, 2014 and September 30, 2014.
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